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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LICY
851
DELISTED
Li-Cycle Holdings Corp.
LICY
– –
-1,676
Closed -$156K
BREZR
852
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$0 ﹤0.01%
300
– –
CEM
853
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-1,774
Closed -$48K
NTG
854
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-1,900
Closed -$54K
FIF
855
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-4,900
Closed -$62K
MOTS
856
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$0 ﹤0.01%
1
– –
SOLO
857
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$0 ﹤0.01%
100
– –
IMPL
858
DELISTED
Impel Pharmaceuticals Inc. Common Stock
IMPL
– –
-5,377
Closed -$65K
NM
859
DELISTED
Navios Maritime Holdings Inc.
NM
– –
-400
Closed -$1K
FDEU
860
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-3,702
Closed -$47K
KMF
861
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-5,000
Closed -$36K
EQRX
862
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-816
Closed -$8K
PRPC
863
DELISTED
CC Neuberger Principal Holdings III
PRPC
$0 ﹤0.01%
+100
New +$981
JPS
864
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-13,400
Closed -$131K
ELYS
865
DELISTED
Elys Game Technology, Corp. Common Stock
ELYS
– –
-4,154
Closed -$20K
BTWN
866
CALL
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-500
Closed -$4K
LTCH
867
DELISTED
Latch, Inc. Common Stock
LTCH
$0 ﹤0.01%
60
– –
NSL
868
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-7,500
Closed -$43K
ARYE
869
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
– –
-25,000
Closed -$247K
GER
870
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-7,800
Closed -$83K
MLAC
871
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-2,216
Closed -$22K
MLACU
872
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
– –
-600
Closed -$6K
ABB
873
DELISTED
ABB Ltd
ABB
– –
-65,213
Closed -$2.17M
GBRGR
874
DELISTED
Goldenbridge Acquisition Limited Right
GBRGR
$0 ﹤0.01%
+3,093
New +$991
BBBY
875
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-300
Closed -$5K
33 34
35
36 37

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.