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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAR icon
851
PAR Technology
PAR
$719M
– –
-15,617
Closed -$1.09M
PAYO icon
852
CALL
Payoneer
PAYO
$2.39B
– –
-500
Closed -$5K
PAYO icon
853
PUT
Payoneer
PAYO
$2.39B
– –
-540
Closed -$5K
PBI icon
854
Pitney Bowes
PBI
$2.25B
– –
-135,000
Closed -$1.18M
PCG icon
855
PG&E
PCG
$38.2B
– –
-400
Closed -$4K
PCT icon
856
PureCycle Technologies
PCT
$1.48B
– –
-37,650
Closed -$890K
PDD icon
857
Pinduoduo
PDD
$126B
– –
-1,500
Closed -$190K
PENN icon
858
PENN Entertainment
PENN
$2.59B
– –
-30
Closed -$2K
PFE icon
859
Pfizer
PFE
$150B
– –
-200
Closed -$7K
PG icon
860
PUT
Procter & Gamble
PG
$336B
– –
-75
Closed -$10K
PLAY icon
861
PUT
Dave & Buster's
PLAY
$352M
– –
-150
Closed -$6K
PSQ icon
862
ProShares Short QQQ
PSQ
$642M
– –
-80
Closed -$4K
PUBM icon
863
PubMatic
PUBM
$781M
– –
-1,443
Closed -$56K
QCOM icon
864
Qualcomm
QCOM
$170B
– –
-4,500
Closed -$643K
QRVO icon
865
Qorvo
QRVO
$8.48B
– –
-1,000
Closed -$195K
RBLX icon
866
Roblox
RBLX
$25.1B
– –
-1,057
Closed -$95K
RBOT
867
DELISTED
Vicarious Surgical
RBOT
– –
-177
Closed -$52K
RFM
868
RiverNorth Flexible Municipal Income Fund
RFM
$91.7M
– –
-3,500
Closed -$82K
RGLD icon
869
Royal Gold
RGLD
$19.9B
– –
-10
Closed -$1K
RH icon
870
RH
RH
$3.41B
– –
-109
Closed -$74K
RIOT icon
871
PUT
Riot Platforms
RIOT
$7.67B
– –
-250
Closed -$9K
RKLB icon
872
Rocket Lab Corp
RKLB
$51.1B
– –
-217,883
Closed -$2.37M
RMI
873
RiverNorth Opportunistic Municipal Income Fund
RMI
$99.7M
– –
-2,800
Closed -$64K
RNP icon
874
Cohen & Steers REIT and Preferred and Income Fund
RNP
$975M
– –
-3,000
Closed -$81K
ROOT icon
875
Root
ROOT
$749M
– –
-22
Closed -$4K
33 34
35
36 37

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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.