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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEN.PRE
851
Tsakos Energy Navigation Ltd Series E Preferred Shares
TEN.PRE
$124M
– –
-200
Closed -$4K
GAP
852
The Gap Inc
GAP
$7.29B
– –
-2,565
Closed -$45K
HURA
853
TuHURA Biosciences
HURA
$149M
– –
-27
Closed -$32K
SUNE
854
SUNation Energy
SUNE
$10.8M
– –
0
– –
XYZ
855
Block Inc
XYZ
$47B
$0 ﹤0.01%
1
-649
-100% -$44.4K
QVCGA
856
DELISTED
QVC Group Inc Series A
QVCGA
– –
-98
Closed -$40K
LGF.A
857
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-8,600
Closed -$91K
PDCO
858
DELISTED
Patterson Companies, Inc.
PDCO
– –
-3,250
Closed -$66K
CFB
859
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
– –
-1,250
Closed -$18K
SILV
860
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-300,099
Closed -$2.02M
HYB
861
DELISTED
New America High Income Fund, Inc.
HYB
– –
-27,286
Closed -$249K
RVNC
862
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-1,000
Closed -$16K
AGR
863
DELISTED
Avangrid, Inc.
AGR
– –
-364
Closed -$18K
SACC
864
DELISTED
Sachem Capital Corp. 6.875% Notes due 2024
SACC
– –
-20,000
Closed -$502K
RCM
865
DELISTED
R1 RCM Inc. Common Stock
RCM
– –
-3,500
Closed -$45K
TELL
866
CALL
DELISTED
Tellurian Inc.
TELL
– –
-250
Closed -$1K
FAM
867
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-8,800
Closed -$98K
EGIO
868
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-750
Closed -$122K
AMK
869
DELISTED
AssetMark Financial Holdings, Inc.
AMK
– –
-700
Closed -$20K
CBH
870
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-182
Closed -$1K
SPWR
871
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-36,648
Closed -$187K
TWOU
872
DELISTED
2U Inc
TWOU
– –
-54
Closed -$38K
AIF
873
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-9,677
Closed -$146K
AFT
874
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-12,416
Closed -$187K
FSD
875
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-13,292
Closed -$209K
33 34
35
36 37

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.