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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUXE
826
LuxExperience B.V.
LUXE
$1.04B
– –
-5,000
Closed -$152K
NAUT icon
827
Nautilus Biotechnolgy
NAUT
$115M
– –
-5,000
Closed -$50K
NBB icon
828
Nuveen Taxable Municipal Income Fund
NBB
$456M
– –
-3,500
Closed -$81K
NEWT icon
829
NewtekOne
NEWT
$380M
– –
-1,710
Closed -$59K
NIO icon
830
NIO
NIO
$11.3B
– –
-4,750
Closed -$252K
NKE icon
831
Nike
NKE
$61.3B
– –
-12,100
Closed -$1.87M
NMZ icon
832
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
– –
-10,000
Closed -$153K
NNN icon
833
NNN REIT
NNN
$8.86B
$0 ﹤0.01%
+8
New +$376
NRK icon
834
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$929M
– –
-8,000
Closed -$113K
NTR icon
835
CALL
Nutrien
NTR
$32B
– –
-716
Closed -$43K
NTR icon
836
Nutrien
NTR
$32B
– –
-18,300
Closed -$1.11M
DFNS
837
T3 Defense Inc
DFNS
$35.1M
– –
-2
Closed -$17K
NVDA icon
838
PUT
NVIDIA
NVDA
$5.47T
– –
-400
Closed -$8K
NVTS icon
839
Navitas Semiconductor
NVTS
$3.58B
$0 ﹤0.01%
100
– –
NXDT
840
NexPoint Diversified Real Estate Trust
NXDT
$264M
– –
-5,000
Closed -$68K
NXE icon
841
NexGen Energy
NXE
$6.97B
– –
-10,000
Closed -$41K
O icon
842
Realty Income
O
$59.7B
– –
-17
Closed -$1K
OBIO icon
843
Orchestra BioMed
OBIO
$267M
– –
-5,000
Closed -$51K
OGN icon
844
CALL
Organon & Co
OGN
$3.6B
– –
-270
Closed -$8K
OPAD icon
845
Offerpad Solutions
OPAD
$22.4M
– –
-340
Closed -$507K
OPFI icon
846
OppFi
OPFI
$612M
– –
-34,000
Closed -$347K
ORCL icon
847
Oracle
ORCL
$448B
– –
-100
Closed -$7K
ORGN
848
PUT
DELISTED
Origin Materials
ORGN
– –
-27
Closed -$6K
OWL icon
849
Blue Owl Capital
OWL
$19.8B
– –
-3,000
Closed -$38K
OWLT icon
850
Owlet
OWLT
$190M
– –
-86
Closed -$11K
32 33
34
35 36

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CC
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BCH
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RFA
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PBPIA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.