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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$71.6M
AUM Growth
-$72.7M
Cap. Flow
-$111M
Cap. Flow %
-155.21%
Top 10 Hldgs %
33.28%
Holding
946
New
238
Increased
94
Reduced
99
Closed
377

Top Buys

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$2.77M
2
AMZN icon
Amazon
AMZN
+$2.03M
3
CMBT
CMB.TECH NV
CMBT
+$1.94M
4
VIVO
Meridian Bioscience Inc
VIVO
+$1.64M
5
LI icon
Li Auto
LI
+$1.4M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$40M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$20.2M
3
AVLR
Avalara, Inc.
AVLR
+$7.35M
4
HLN icon
Haleon
HLN
+$5.98M
5
ABB
ABB Ltd
ABB
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 18.84%
2 Consumer Discretionary 14.54%
3 Financials 13.96%
4 Industrials 12.93%
5 Communication Services 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTB
801
DELISTED
Northern Star Investment Corp. II
NSTB
– –
-700
Closed -$6K
TBCP
802
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-4,000
Closed -$39K
CFIV
803
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-9,852
Closed -$98K
CFIVU
804
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-470
Closed -$4K
CZOO
805
DELISTED
Cazoo Group Ltd
CZOO
– –
0
– –
JHAA
806
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-50
Closed –
JPT
807
DELISTED
Nuveen Preferred and Income Fund
JPT
– –
-200
Closed -$3K
JPS
808
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-5,700
Closed -$37K
CCV.WS
809
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$0 ﹤0.01%
4,750
-300
-6% -$13
BTWN
810
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-6,400
Closed -$64K
ADERU
811
DELISTED
26 Capital Acquisition Corp Unit
ADERU
$0 ﹤0.01%
100
– –
IDEX
812
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$0 ﹤0.01%
4
– –
AJRD
813
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-569
Closed -$28.2K
MLVF
814
DELISTED
Malvern Bancorp, Inc.
MLVF
– –
-7,400
Closed -$106K
SILX
815
DELISTED
ETFMG Prime 2x Daily Junior Silver Miners ETF
SILX
– –
-1,258
Closed -$2K
GOGN
816
DELISTED
GoGreen Investments Corporation
GOGN
– –
-1,033
Closed -$10K
DNAB
817
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
– –
-100
Closed –
NIQ
818
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-100
Closed -$1K
CS
819
DELISTED
Credit Suisse Group
CS
– –
-162,487
Closed -$636K
ABB
820
DELISTED
ABB Ltd
ABB
– –
-166,950
Closed -$4.08M
SUMO
821
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$0 ﹤0.01%
+1
New +$8
MAXR
822
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-469
Closed -$12.9K
HZON.WS
823
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$0 ﹤0.01%
+300
New +$143
NKG
824
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
– –
-200
Closed -$1K
BSGAR
825
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
$0 ﹤0.01%
900
– –
31 32
33
34 35

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FNY Investment Advisers's Q4 2022 Portfolio in Review

As of Q4 2022, FNY Investment Advisers held 946 positions worth $71.6M, down 50% from $144M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

FNY Investment Advisers withdrew a net $111M in Q4 2022, closing 377 positions and reducing 99 holdings. Its most notable exit was Change Healthcare Inc. Common Stock, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, FNY Investment Advisers opened a new position in Amazon worth $1.73M.

  • FNY Investment Advisers's largest Q4 2022 buy was Amazon: 20,538 shares worth $1.73M.
  • FNY Investment Advisers added most to VMware, Inc in Q4 2022, an estimated $2.77M increase.
  • FNY Investment Advisers's biggest Q4 2022 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $40M.
  • FNY Investment Advisers fully exited Change Healthcare Inc. Common Stock in Q4 2022, selling an estimated $20.2M.
  • FNY Investment Advisers's ten largest holdings make up 33% of its $71.6M portfolio in Q4 2022.
  • FNY Investment Advisers opened 238 new positions and closed 377 in Q4 2022.
  • FNY Investment Advisers's portfolio value fell 50% quarter-over-quarter to $71.6M.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.