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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
801
Uber
UBER
$155B
– –
-2,500
Closed -$112K
FLZH
802
Flash Sports & Media Holdings
FLZH
$69M
– –
-34
Closed -$11K
UPXI icon
803
Upexi
UPXI
$59.5M
– –
-134
Closed -$13K
UTHR icon
804
CALL
United Therapeutics
UTHR
$22.2B
– –
-175
Closed -$32K
UTHR icon
805
United Therapeutics
UTHR
$22.2B
– –
-500
Closed -$92K
VALE icon
806
Vale
VALE
$61.5B
– –
-10,000
Closed -$139K
TONX
807
TON Strategy Co
TONX
$167M
– –
0
– –
VFF icon
808
CALL
Village Farms International
VFF
$302M
– –
-120
Closed -$1K
VFF icon
809
Village Farms International
VFF
$302M
– –
-3,000
Closed -$22.1K
VGK icon
810
Vanguard FTSE Europe ETF
VGK
$31B
– –
-1,511
Closed -$99K
VICI icon
811
VICI Properties
VICI
$28.6B
– –
-20,490
Closed -$582K
VKTX icon
812
Viking Therapeutics
VKTX
$4.02B
$0 ﹤0.01%
180
– –
VLT icon
813
Invesco High Income Trust II
VLT
$65.7M
– –
-2,900
Closed -$42K
VRE
814
DELISTED
Veris Residential
VRE
– –
-50,000
Closed -$856K
VST icon
815
CALL
Vistra
VST
$49.3B
– –
-100
Closed -$1K
VST icon
816
Vistra
VST
$49.3B
– –
-21,900
Closed -$374K
VVR icon
817
Invesco Senior Income Trust
VVR
$459M
– –
-20,000
Closed -$89K
VXX icon
818
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$143M
– –
-22
Closed -$9K
YARW
819
Yarrow Bioscience, Inc. Common Stock
YARW
$112M
– –
0
– –
WB icon
820
Weibo
WB
$1.9B
$0 ﹤0.01%
+25
New +$1.02K
WDI
821
Western Asset Diversified Income Fund
WDI
$683M
– –
-6,000
Closed -$115K
WSC icon
822
WillScot Mobile Mini Holdings
WSC
$4.07B
– –
-8,850
Closed -$280K
WTW icon
823
Willis Towers Watson
WTW
$31.4B
– –
-656
Closed -$152K
WW
824
CALL
DELISTED
WW International
WW
– –
-393
Closed -$7K
XFLT
825
XAI Floating Rate & Alternative Income Trust
XFLT
$294M
– –
-862
Closed -$36K
31 32
33
34 35

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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.