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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
801
Joby Aviation
JOBY
$8.18B
– –
-300
Closed -$3.02K
JPM icon
802
JPMorgan Chase
JPM
$966B
– –
-70
Closed -$10K
KN icon
803
Knowles
KN
$3.23B
– –
-50,000
Closed -$987K
KRRO icon
804
Korro Bio
KRRO
$195M
– –
-5
Closed -$2K
LAZR
805
DELISTED
Luminar Technologies
LAZR
– –
-667
Closed -$219K
LCID icon
806
CALL
Lucid Motors
LCID
$2.54B
– –
-32
Closed -$9K
LE icon
807
Lands' End
LE
$390M
– –
-1,343
Closed -$55K
LIDR icon
808
CALL
AEye
LIDR
$59.5M
– –
-36
Closed -$10K
LIDR icon
809
AEye
LIDR
$59.5M
– –
-93
Closed -$27K
LIT icon
810
Global X Lithium & Battery Tech ETF
LIT
$1.6B
– –
-3,500
Closed -$253K
LMND icon
811
PUT
Lemonade
LMND
$4.1B
– –
-200
Closed -$21K
LRCX icon
812
Lam Research
LRCX
$422B
– –
-530
Closed -$34K
LZ icon
813
LegalZoom.com
LZ
$998M
– –
-3,500
Closed -$132K
MARA icon
814
Marathon Digital Holdings
MARA
$3.56B
– –
-2,262
Closed -$70K
META icon
815
Meta Platforms (Facebook)
META
$1.52T
– –
-3,950
Closed -$1.37M
MGA icon
816
Magna International
MGA
$18.7B
– –
-1,750
Closed -$162K
MJ icon
817
CALL
Amplify Alternative Harvest ETF
MJ
$112M
– –
-6
Closed -$1K
MKTW icon
818
MarketWise
MKTW
$53.8M
– –
-25
Closed -$4K
MNTS icon
819
CALL
Momentus
MNTS
$91.4M
– –
0
– -$9K
MNTS icon
820
Momentus
MNTS
$91.4M
– –
0
– -$77K
MRKR icon
821
Marker Therapeutics
MRKR
$18.7M
– –
-600
Closed -$16K
MVIS icon
822
Microvision
MVIS
$88.7M
– –
-204
Closed -$51K
MVST icon
823
CALL
Microvast
MVST
$341M
– –
-482
Closed -$6K
MVST icon
824
Microvast
MVST
$341M
– –
-406,879
Closed -$5.54M
MYPS icon
825
PLAYSTUDIOS Inc
MYPS
$66.3M
$0 ﹤0.01%
100
-100
-50% -$562
31 32
33
34 35

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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.