We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBS icon
801
HubSpot
HUBS
$11.6B
– –
-3,000
Closed -$452K
HWM icon
802
Howmet Aerospace
HWM
$112B
– –
-1,304
Closed -$20.4K
HYI
803
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-90
Closed -$1K
IBB icon
804
PUT
iShares Biotechnology ETF
IBB
$9.78B
– –
-50
Closed -$6K
IDXX icon
805
Idexx Laboratories
IDXX
$44.4B
– –
-2
Closed –
ILPT
806
Industrial Logistics Properties Trust
ILPT
$609M
$0 ﹤0.01%
+23
New +$491
INGN icon
807
Inogen
INGN
$156M
– –
-6,700
Closed -$1.64M
INTC icon
808
CALL
Intel
INTC
$530B
– –
-1,040
Closed -$49K
INTC icon
809
Intel
INTC
$530B
– –
-38,111
Closed -$1.8M
IONS icon
810
PUT
Ionis Pharmaceuticals
IONS
$9.26B
– –
-76
Closed -$3K
IPG
811
CALL
DELISTED
Interpublic Group of Companies
IPG
– –
-100
Closed -$2K
IRBT
812
DELISTED
iRobot
IRBT
– –
-1,440
Closed -$158K
ITB icon
813
CALL
iShares US Home Construction ETF
ITB
$2.37B
– –
-100
Closed -$3K
IWM icon
814
PUT
iShares Russell 2000 ETF
IWM
$82.5B
– –
-125
Closed -$21K
JACK icon
815
Jack in the Box
JACK
$366M
– –
-920
Closed -$74.8K
JBHT icon
816
JB Hunt Transport Services
JBHT
$26.5B
– –
-48
Closed -$5K
JBL icon
817
Jabil
JBL
$39.1B
– –
-700
Closed -$18K
JCE icon
818
Nuveen Core Equity Alpha Fund
JCE
$293M
– –
-720
Closed -$11K
JCI icon
819
Johnson Controls International
JCI
$92.2B
– –
-10,000
Closed -$350K
JFR icon
820
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-90
Closed –
JGH icon
821
Nuveen Global High Income Fund
JGH
$356M
– –
-180
Closed -$2K
JLS icon
822
Nuveen Mortgage and Income Fund
JLS
$95.1M
– –
-90
Closed -$2K
JNPR
823
DELISTED
Juniper Networks
JNPR
– –
-10,000
Closed -$283K
JPC icon
824
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-360
Closed -$3K
JPI
825
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-135
Closed -$3K
31 32
33
34 35

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
PBPIA
Pivotal bioVenture Partners Investment Advisor San Francisco, California $280M AUM 181.4% 1-Year Est. Return

FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.