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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$71.6M
AUM Growth
-$72.7M
Cap. Flow
-$111M
Cap. Flow %
-155.21%
Top 10 Hldgs %
33.28%
Holding
946
New
238
Increased
94
Reduced
99
Closed
377

Top Buys

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$2.77M
2
AMZN icon
Amazon
AMZN
+$2.03M
3
CMBT
CMB.TECH NV
CMBT
+$1.94M
4
VIVO
Meridian Bioscience Inc
VIVO
+$1.64M
5
LI icon
Li Auto
LI
+$1.4M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$40M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$20.2M
3
AVLR
Avalara, Inc.
AVLR
+$7.35M
4
HLN icon
Haleon
HLN
+$5.98M
5
ABB
ABB Ltd
ABB
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 18.84%
2 Consumer Discretionary 14.54%
3 Financials 13.96%
4 Industrials 12.93%
5 Communication Services 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XFLT
776
XAI Floating Rate & Alternative Income Trust
XFLT
$292M
– –
-40
Closed -$1K
XLU icon
777
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
– –
-58,000
Closed -$1.9M
XOM icon
778
ExxonMobil
XOM
$657B
– –
-1,465
Closed -$127K
XWEL icon
779
XWELL
XWEL
$8.53M
$0 ﹤0.01%
80
– –
ZIM icon
780
ZIM Integrated Shipping Services
ZIM
$3.05B
– –
-1,500
Closed -$35K
LFWD icon
781
ReWalk Robotics
LFWD
$21.8M
$0 ﹤0.01%
1
– –
CNH
782
CNH Industrial
CNH
$17.1B
– –
-100,000
Closed -$1.12M
FLG
783
Flagstar Bank National Association
FLG
$5.9B
– –
-13,384
Closed -$342K
RNTX
784
Rein Therapeutics
RNTX
$69.4M
– –
-50
Closed –
QVCGP
785
DELISTED
QVC Group Inc 8.0% Preferred Stock
QVCGP
– –
-2,000
Closed -$91K
FNGA
786
DELISTED
MicroSectors FANG+ Index 3X Leveraged ETNs due January 8, 2038
FNGA
– –
-20
Closed -$1K
LGF.A
787
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$0 ﹤0.01%
120
– –
DM
788
DELISTED
Desktop Metal, Inc.
DM
$0 ﹤0.01%
6
– –
MUI
789
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-400
Closed -$4K
AAGR
790
DELISTED
African Agriculture Holdings Inc
AAGR
– –
-140
Closed -$1K
CVIIW
791
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$0 ﹤0.01%
1,700
– –
GAMCU
792
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
– –
-200
Closed -$1K
HGAS
793
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$0 ﹤0.01%
76
– –
COOL
794
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
– –
-3,798
Closed -$37K
BREZR
795
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$0 ﹤0.01%
300
– –
MIR.WS
796
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$0 ﹤0.01%
600
– –
AFIB
797
DELISTED
Acutus Medical Inc
AFIB
$0 ﹤0.01%
+400
New +$330
CONX
798
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-3,025
Closed -$30K
FIF
799
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-213
Closed -$2K
HTY
800
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-900
Closed -$3K
30 31
32
33 34

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FNY Investment Advisers's Q4 2022 Portfolio in Review

As of Q4 2022, FNY Investment Advisers held 946 positions worth $71.6M, down 50% from $144M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

FNY Investment Advisers withdrew a net $111M in Q4 2022, closing 377 positions and reducing 99 holdings. Its most notable exit was Change Healthcare Inc. Common Stock, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, FNY Investment Advisers opened a new position in Amazon worth $1.73M.

  • FNY Investment Advisers's largest Q4 2022 buy was Amazon: 20,538 shares worth $1.73M.
  • FNY Investment Advisers added most to VMware, Inc in Q4 2022, an estimated $2.77M increase.
  • FNY Investment Advisers's biggest Q4 2022 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $40M.
  • FNY Investment Advisers fully exited Change Healthcare Inc. Common Stock in Q4 2022, selling an estimated $20.2M.
  • FNY Investment Advisers's ten largest holdings make up 33% of its $71.6M portfolio in Q4 2022.
  • FNY Investment Advisers opened 238 new positions and closed 377 in Q4 2022.
  • FNY Investment Advisers's portfolio value fell 50% quarter-over-quarter to $71.6M.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.