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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
776
Gabelli Healthcare & Wellness Trust
GRX
$147M
– –
-7,000
Closed -$94K
GSAT icon
777
CALL
Globalstar
GSAT
$10.7B
– –
-54
Closed -$1K
GSAT icon
778
Globalstar
GSAT
$10.7B
– –
-2,308
Closed -$56.6K
GWH icon
779
ESS Tech
GWH
$19.6M
– –
-667
Closed -$99K
HBAN icon
780
Huntington Bancshares
HBAN
$35.9B
– –
-11
Closed –
HIMX
781
CALL
Himax Technologies
HIMX
$2.56B
– –
-100
Closed -$1K
HIMX
782
Himax Technologies
HIMX
$2.56B
– –
-10,000
Closed -$166K
HITI
783
High Tide
HITI
$204M
– –
-3,500
Closed -$28K
HLIT icon
784
Harmonic Inc
HLIT
$1.42B
– –
-103,400
Closed -$880K
HLLY icon
785
Holley
HLLY
$362M
– –
-36,560
Closed -$365K
HNW
786
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-5,000
Closed -$75K
HQY icon
787
HealthEquity
HQY
$8.83B
– –
-8,110
Closed -$652K
HSY icon
788
CALL
Hershey
HSY
$37.4B
– –
-101
Closed -$17K
IBB icon
789
iShares Biotechnology ETF
IBB
$9.77B
– –
-200
Closed -$32K
ICLR icon
790
CALL
Icon
ICLR
$12.9B
– –
-657
Closed -$135K
ICLR icon
791
Icon
ICLR
$12.9B
– –
-20,448
Closed -$4.23M
IGD
792
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$526M
– –
-10,000
Closed -$59K
INDI icon
793
PUT
indie Semiconductor
INDI
$875M
– –
-820
Closed -$8K
INTA icon
794
Intapp
INTA
$3.16B
– –
-2,000
Closed -$56K
IWM icon
795
PUT
iShares Russell 2000 ETF
IWM
$82.4B
– –
-608
Closed -$139K
JBGS
796
JBG SMITH
JBGS
$692M
– –
-1,581
Closed -$49K
JBI icon
797
Janus International
JBI
$686M
– –
-40,809
Closed -$576K
JBLU icon
798
CALL
JetBlue
JBLU
$2.19B
– –
-741
Closed -$12K
JBLU icon
799
JetBlue
JBLU
$2.19B
– –
-62,953
Closed -$1.06M
JBLU icon
800
PUT
JetBlue
JBLU
$2.19B
– –
-300
Closed -$5K
30 31
32
33 34

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CC
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SL
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BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
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HCM
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EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.