FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+26.07%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$364M
AUM Growth
+$128M
Cap. Flow
+$97.4M
Cap. Flow %
26.74%
Top 10 Hldgs %
29.88%
Holding
1,002
New
496
Increased
101
Reduced
100
Closed
222

Top Buys

1
KNSL icon
Kinsale Capital Group
KNSL
$16.8M
2
XLNX
Xilinx Inc
XLNX
$13.6M
3
BABA icon
Alibaba
BABA
$11.7M
4
RYAAY icon
Ryanair
RYAAY
$9.57M
5
BP icon
BP
BP
$8.91M

Top Sells

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$19.9M
2
QVCGP
QVC Group, Inc. 8.0% Fixed Rate Cumulative Redeemable Preferred Stock
QVCGP
$6.93M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$5.88M
4
LAZR icon
Luminar Technologies
LAZR
$4.88M
5
LYG icon
Lloyds Banking Group
LYG
$4.7M

Sector Composition

1 Financials 14.96%
2 Healthcare 13.96%
3 Consumer Discretionary 12.94%
4 Industrials 11.72%
5 Energy 10.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLDR
776
DELISTED
Cloudera, Inc.
CLDR
– –
-42,000
Closed -$457K
BPYU
777
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-300
Closed -$3K
THCBU
778
DELISTED
Tuscan Holdings Corp. Unit
THCBU
– –
-500
Closed -$5K
ALXN
779
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-1,000
Closed -$114K
WORK
780
DELISTED
Slack Technologies, Inc.
WORK
– –
-1,200
Closed -$32K
ANDAR
781
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$0 ﹤0.01%
2,500
– –
FCACU
782
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-30,000
Closed -$308K
CLII.U
783
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
– –
-25,000
Closed -$251K
AACQU
784
DELISTED
Artius Acquisition Inc. Unit
AACQU
– –
-20,057
Closed -$208K
HECCU
785
DELISTED
Hudson Executive Investment Corp. Units
HECCU
– –
-12,500
Closed -$129K
WIFI
786
DELISTED
Boingo Wireless, Inc.
WIFI
– –
0
– –
GWPH
787
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-346
Closed -$33K
GLUU
788
DELISTED
Glu Mobile Inc.
GLUU
– –
-1,000
Closed -$7K
IPHI
789
DELISTED
INPHI CORPORATION
IPHI
– –
-175
Closed -$19K
NPAUU
790
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-332
Closed -$3K
SBE.U
791
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
$0 ﹤0.01%
10
-495
-98% –
VRTU
792
DELISTED
Virtusa Corporation
VRTU
– –
-20,000
Closed -$983K
PCPL.U
793
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$0 ﹤0.01%
20
– –
ACAMU
794
DELISTED
Acamar Partners Acquisition Corp. Units
ACAMU
– –
-2
Closed –
CXO
795
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-150
Closed -$6K
SMMCU
796
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$0 ﹤0.01%
17
– –
BMY.RT
797
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-127,309
Closed -$286K
GV
798
DELISTED
Goldfield Corporation
GV
– –
-38,913
Closed -$164K
LCAHU
799
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– –
-800
Closed -$12K
TCO
800
DELISTED
Taubman Centers Inc.
TCO
– –
-180
Closed -$5K
30 31
32
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