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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
776
lululemon athletica
LULU
$13.6B
$1K ﹤0.01%
8
-636
-99% -$119K
MHF
777
Western Asset Municipal High Income Fund
MHF
$153M
$1K ﹤0.01%
172
+10
+6% +$76
NMI icon
778
Nuveen Municipal Income
NMI
$128M
$1K ﹤0.01%
172
+10
+6% +$114
NMT icon
779
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$1K ﹤0.01%
86
+5
+6% +$69
NTNX icon
780
CALL
Nutanix
NTNX
$18.4B
$1K ﹤0.01%
+50
New +$1.18K
NXC
781
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1K ﹤0.01%
86
+5
+6% +$76
NXN
782
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$1K ﹤0.01%
86
+5
+6% +$70
PACK icon
783
Ranpak Holdings
PACK
$479M
$1K ﹤0.01%
198
-302
-60% -$2K
PAYX icon
784
Paychex
PAYX
$44.6B
$1K ﹤0.01%
+24
New +$2K
P
785
Everpure Inc
P
$39B
$1K ﹤0.01%
+100
New +$1.57K
ROKU icon
786
CALL
Roku
ROKU
$22.9B
$1K ﹤0.01%
+19
New +$2.32K
ROKU icon
787
PUT
Roku
ROKU
$22.9B
$1K ﹤0.01%
+15
New +$1.83K
TXN icon
788
Texas Instruments
TXN
$250B
$1K ﹤0.01%
13
-412
-97% -$50.8K
UBER icon
789
Uber
UBER
$155B
$1K ﹤0.01%
50
-11,653
-100% -$438K
ULTA icon
790
Ulta Beauty
ULTA
$22.2B
$1K ﹤0.01%
4
-22
-85% -$6.75K
VATE icon
791
CALL
INNOVATE Corp
VATE
$102M
$1K ﹤0.01%
43
-3
-7% -$65
XME icon
792
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$1K ﹤0.01%
+60
New +$1.61K
ZS icon
793
PUT
Zscaler
ZS
$30.4B
$1K ﹤0.01%
+25
New +$1.8K
MOTS
794
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$1K ﹤0.01%
2
-490
-100% -$399K
RAD
795
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
205
– –
NSL
796
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1K ﹤0.01%
344
+20
+6% +$116
ATHX
797
DELISTED
Athersys, Inc. Common Stock
ATHX
$1K ﹤0.01%
60
– –
CERN
798
DELISTED
Cerner Corp
CERN
$1K ﹤0.01%
22
-126
-85% -$8.92K
MEN
799
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$1K ﹤0.01%
172
+10
+6% +$113
TLI
800
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1K ﹤0.01%
172
+10
+6% +$95
30 31
32
33 34

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ACP
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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.