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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$168M
AUM Growth
+$89.3M
Cap. Flow
+$99M
Cap. Flow %
58.85%
Top 10 Hldgs %
54.16%
Holding
848
New
278
Increased
86
Reduced
66
Closed
187

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$27.1M
2
DHR icon
Danaher
DHR
+$14.2M
3
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$10.7M
4
K
Kellanova
K
+$6.69M
5
RMD icon
ResMed
RMD
+$5.82M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$7.08M
2
LH icon
Labcorp
LH
+$2.66M
3
BWA icon
BorgWarner
BWA
+$2.22M
4
FRG
Franchise Group, Inc.
FRG
+$2.15M
5
UNVR
Univar Solutions Inc.
UNVR
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 27.72%
2 Healthcare 27.46%
3 Consumer Staples 8.77%
4 Industrials 8.07%
5 Consumer Discretionary 7.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHG icon
751
Westwood Holdings Group
WHG
$185M
$0 ﹤0.01%
50
– –
XLI icon
752
State Street Industrial Select Sector SPDR ETF
XLI
$34.8B
– –
-1,000
Closed -$107K
YEXT icon
753
CALL
Yext
YEXT
$568M
– –
-158
Closed -$1K
YEXT icon
754
Yext
YEXT
$568M
– –
-65,417
Closed -$739K
YEXT icon
755
PUT
Yext
YEXT
$568M
– –
-458
Closed -$5K
Z icon
756
Zillow
Z
$7.38B
– –
-1,054
Closed -$52K
NEUE
757
DELISTED
NeueHealth
NEUE
– –
-2,800
Closed -$34K
CERO
758
DELISTED
CERo Therapeutics
CERO
– –
-1
Closed -$22K
PDYN icon
759
Palladyne AI
PDYN
$317M
– –
-1,040
Closed -$12K
NIXX
760
Nixxy Inc
NIXX
$17.4M
$0 ﹤0.01%
500
-7
-1% -$17
PENG
761
Penguin Solutions Inc
PENG
$3.08B
– –
-3,204
Closed -$92K
TVRD
762
Tvardi Therapeutics
TVRD
$22.1M
– –
-972
Closed -$99K
ACCD
763
DELISTED
Accolade Inc
ACCD
– –
-1,500
Closed -$20K
GATE
764
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
– –
-5,000
Closed -$51K
HCP
765
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
– –
-2,000
Closed -$52K
SILV
766
CALL
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-500
Closed -$2K
SILV
767
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-20,000
Closed -$117K
CDMO
768
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-5,000
Closed -$69K
INTEU
769
DELISTED
Integral Acquisition Corporation 1 Unit
INTEU
– –
-20
Closed –
SEEL
770
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$0 ﹤0.01%
1
– –
SWN
771
DELISTED
Southwestern Energy Company
SWN
– –
-12,500
Closed -$75K
HYZN
772
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-840
Closed -$40K
DO
773
DELISTED
Diamond Offshore Drilling, Inc.
DO
– –
-4,400
Closed -$62K
CVIIW
774
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$0 ﹤0.01%
700
-38,836
-98% -$9.49K
HGAS
775
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$0 ﹤0.01%
50
-26
-34% -$260
29 30
31
32 33

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BCH
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FNY Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, FNY Investment Advisers held 848 positions worth $168M, up 113% from $78.9M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

FNY Investment Advisers deployed $99M of net new capital in Q3 2023, opening 278 new positions and adding to 86 existing holdings. Its largest new stake was Danaher: 63,676 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $922K trimmed.

  • FNY Investment Advisers's largest Q3 2023 buy was Danaher: 63,676 shares worth $12.4M.
  • FNY Investment Advisers added most to Activision Blizzard in Q3 2023, an estimated $27.1M increase.
  • FNY Investment Advisers's biggest Q3 2023 reduction was Tower Semiconductor, cutting an estimated $922K.
  • FNY Investment Advisers fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $7.08M.
  • FNY Investment Advisers's ten largest holdings make up 54% of its $168M portfolio in Q3 2023.
  • FNY Investment Advisers opened 278 new positions and closed 187 in Q3 2023.
  • FNY Investment Advisers's portfolio value rose 113% quarter-over-quarter to $168M.

Based on FNY Investment Advisers's 13F filing for Q3 2023, filed 10 Oct 2023.