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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLUG icon
751
Plug Power
PLUG
$3.2B
$0 ﹤0.01%
+35
New +$1.21K
PNNT
752
Pennant Park Investment Corp
PNNT
$250M
– –
-5,000
Closed -$32K
PRGS icon
753
Progress Software
PRGS
$1.84B
– –
-1,278
Closed -$62K
PSLV icon
754
Sprott Physical Silver Trust
PSLV
$13.3B
– –
-50,000
Closed -$384K
QSI icon
755
Quantum-Si Incorporated
QSI
$173M
– –
-3,492
Closed -$29K
REKR icon
756
CALL
Rekor Systems
REKR
$99.1M
– –
-407
Closed -$4K
REKR icon
757
Rekor Systems
REKR
$99.1M
– –
-10,000
Closed -$114K
REXR icon
758
Rexford Industrial Realty
REXR
$8.12B
– –
-1,142
Closed -$64K
RIG icon
759
Transocean
RIG
$6.38B
– –
-13,732
Closed -$52K
RMD icon
760
ResMed
RMD
$32.9B
– –
-6,532
Closed -$1.72M
RMT
761
Royce Micro-Cap Trust
RMT
$780M
– –
-12,000
Closed -$137K
RQI icon
762
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
– –
-3,250
Closed -$48K
RSF
763
RiverNorth Capital and Income Fund
RSF
$59M
– –
-208
Closed -$3K
RVT icon
764
Royce Value Trust
RVT
$2.32B
– –
-10,250
Closed -$184K
RYAAY icon
765
Ryanair
RYAAY
$30.7B
– –
-3,750
Closed -$165K
SABA
766
Saba Capital Income & Opportunities Fund II
SABA
$221M
– –
-2,500
Closed -$26K
SAR icon
767
Saratoga Investment
SAR
$315M
– –
-1,399
Closed -$40K
SCD
768
LMP Capital and Income Fund
SCD
$363M
– –
-13,500
Closed -$185K
SCM icon
769
Stellus Capital Investment Corp
SCM
$253M
– –
-1,500
Closed -$19K
SDHY
770
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
– –
-5,000
Closed -$93K
SDS icon
771
ProShares UltraShort S&P500
SDS
$365M
– –
-12
Closed -$2K
SEVN
772
Seven Hills Realty Trust
SEVN
$175M
– –
-3,003
Closed -$30K
SG icon
773
Sweetgreen
SG
$720M
$0 ﹤0.01%
+25
New +$846
SHIP icon
774
Seanergy Maritime Holdings
SHIP
$359M
– –
-800
Closed -$11K
SIRI icon
775
SiriusXM
SIRI
$9.43B
– –
-15
Closed –
29 30
31
32 33

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BCH
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RFA
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PBPIA
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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.