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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPOL icon
751
iShares MSCI Poland ETF
EPOL
$813M
– –
-1,871
Closed -$40K
EPR icon
752
EPR Properties
EPR
$4.73B
– –
-4,000
Closed -$210K
ERC
753
Allspring Multi-Sector Income Fund
ERC
$259M
– –
-3,500
Closed -$44K
ETO
754
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$528M
– –
-3,000
Closed -$87K
EVV
755
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-8,000
Closed -$106K
EWA icon
756
iShares MSCI Australia ETF
EWA
$1.45B
– –
-1,543
Closed -$40K
EWP icon
757
iShares MSCI Spain ETF
EWP
$2.21B
– –
-1,413
Closed -$40K
EWU icon
758
iShares MSCI United Kingdom ETF
EWU
$4.13B
– –
-1,229
Closed -$40K
FCX icon
759
Freeport-McMoran
FCX
$93.6B
$0 ﹤0.01%
20
– –
FLGT icon
760
Fulgent Genetics
FLGT
$513M
– –
-1,337
Closed -$123K
FLS icon
761
Flowserve
FLS
$10.3B
– –
-1,264
Closed -$50K
FRO icon
762
Frontline
FRO
$9.02B
– –
-100
Closed –
FT
763
Franklin Universal Trust
FT
$198M
– –
-10,000
Closed -$82K
FTV icon
764
Fortive
FTV
$18.7B
– –
-6,635
Closed -$348K
GE icon
765
GE Aerospace
GE
$374B
– –
-5,016
Closed -$336K
GENI icon
766
PUT
Genius Sports
GENI
$2.2B
– –
-300
Closed -$5K
GGAL icon
767
Galicia Financial Group
GGAL
$7.23B
– –
-6,739
Closed -$58K
GLO
768
Clough Global Opportunities Fund
GLO
$257M
– –
-150
Closed -$1K
GLOP.PRB
769
GasLog Partners LP 8.200% Series B Preference Units
GLOP.PRB
$120M
– –
-3,423
Closed -$82K
GLQ
770
Clough Global Equity Fund
GLQ
$156M
– –
-5,000
Closed -$73K
GLV
771
Clough Global Dividend & Income Fund
GLV
$78.3M
– –
-7,000
Closed -$76K
GME icon
772
GameStop
GME
$8.33B
$0 ﹤0.01%
4
– –
GOOGL icon
773
CALL
Alphabet (Google) Class A
GOOGL
$4.24T
– –
-900
Closed -$109K
GOTU icon
774
Gaotu Techedu
GOTU
$401M
– –
-350
Closed -$5K
GRC icon
775
Gorman-Rupp
GRC
$2.11B
– –
-614
Closed -$21K
29 30
31
32 33

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CC
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SL
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BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
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EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.