FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+26.07%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$364M
AUM Growth
+$128M
Cap. Flow
+$97.4M
Cap. Flow %
26.74%
Top 10 Hldgs %
29.88%
Holding
1,002
New
496
Increased
101
Reduced
100
Closed
222

Top Buys

1
KNSL icon
Kinsale Capital Group
KNSL
$16.8M
2
XLNX
Xilinx Inc
XLNX
$13.6M
3
BABA icon
Alibaba
BABA
$11.7M
4
RYAAY icon
Ryanair
RYAAY
$9.57M
5
BP icon
BP
BP
$8.91M

Top Sells

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$19.9M
2
QVCGP
QVC Group, Inc. 8.0% Fixed Rate Cumulative Redeemable Preferred Stock
QVCGP
$6.93M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$5.88M
4
LAZR icon
Luminar Technologies
LAZR
$4.88M
5
LYG icon
Lloyds Banking Group
LYG
$4.7M

Sector Composition

1 Financials 14.96%
2 Healthcare 13.96%
3 Consumer Discretionary 12.94%
4 Industrials 11.72%
5 Energy 10.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TTCF
751
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-20,000
Closed -$472K
ABB
752
DELISTED
ABB Ltd.
ABB
– –
-10,000
Closed -$254K
DTLA.PR
753
DELISTED
BROOKFIELD DTLA FUND OFFICE TRUST INVESTOR INC.
DTLA.PR
– –
-500
Closed -$6K
CAJ
754
DELISTED
Canon, Inc.
CAJ
– –
-2,000
Closed -$33K
ONEM
755
DELISTED
1Life Healthcare, Inc. Common Stock
ONEM
– –
-2,200
Closed -$62K
PAYA
756
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-570,333
Closed -$5.88M
AVYA
757
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-300
Closed -$4K
MTCR
758
DELISTED
Metacrine, Inc. Common Stock
MTCR
– –
-400
Closed -$4K
TTM
759
DELISTED
Tata Motors Limited
TTM
– –
0
– –
CLVS
760
DELISTED
Clovis Oncology, Inc.
CLVS
$0 ﹤0.01%
100
– –
BTRS
761
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-80,164
Closed -$837K
LOGC
762
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
– –
-6,200
Closed -$56K
TWTR
763
DELISTED
Twitter, Inc.
TWTR
– –
-501
Closed -$22K
ENPC.U
764
DELISTED
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
– –
-4,900
Closed -$123K
SNP
765
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-99
Closed -$4K
PTR
766
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-13,000
Closed -$382K
CDR
767
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-45
Closed –
ZNGA
768
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$0 ﹤0.01%
+1
New –
GNOG
769
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-10,070
Closed -$144K
TLMD
770
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-231,075
Closed -$2.35M
ORPH
771
DELISTED
Orphazyme A/S
ORPH
– –
-9,300
Closed -$96K
NUAN
772
DELISTED
Nuance Communications, Inc.
NUAN
– –
-15,000
Closed -$497K
KSU
773
DELISTED
Kansas City Southern
KSU
– –
-1,510
Closed -$273K
RAVN
774
DELISTED
Raven Industries Inc
RAVN
– –
-288
Closed -$6K
BOWXU
775
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-50,000
Closed -$513K
29 30
31
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