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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYM
751
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$1K ﹤0.01%
135
– –
DMB
752
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$1K ﹤0.01%
90
– –
DMO
753
Western Asset Mortgage Opportunity Fund
DMO
$120M
$1K ﹤0.01%
45
– –
DRRX
754
DELISTED
DURECT Corp
DRRX
$1K ﹤0.01%
160
– –
DVAX
755
PUT
DELISTED
Dynavax Technologies
DVAX
$1K ﹤0.01%
+96
New +$1.3K
EDU icon
756
CALL
New Oriental
EDU
$8.33B
$1K ﹤0.01%
+25
New +$2.07K
ERH
757
Allspring Utilities & High Income Fund
ERH
$103M
$1K ﹤0.01%
90
– –
FIVN icon
758
CALL
FIVE9
FIVN
$2.53B
$1K ﹤0.01%
+45
New +$1.86K
FMN
759
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$1K ﹤0.01%
90
– –
FOLD
760
PUT
DELISTED
Amicus Therapeutics
FOLD
$1K ﹤0.01%
+100
New +$1.4K
FVCB icon
761
FVCBankcorp
FVCB
$339M
$1K ﹤0.01%
+125
New +$2K
GEN icon
762
CALL
Gen Digital
GEN
$17.7B
$1K ﹤0.01%
+80
New +$1.63K
GME icon
763
CALL
GameStop
GME
$8.33B
$1K ﹤0.01%
+384
New +$1.47K
GPRO icon
764
CALL
GoPro
GPRO
$117M
$1K ﹤0.01%
+230
New +$1.47K
HAL icon
765
CALL
Halliburton
HAL
$27.4B
$1K ﹤0.01%
40
-170
-81% -$7.03K
HIX
766
Western Asset High Income Fund II
HIX
$357M
$1K ﹤0.01%
225
– –
HYI
767
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1K ﹤0.01%
90
– –
MHD icon
768
BlackRock MuniHoldings Fund
MHD
$610M
$1K ﹤0.01%
90
– –
MIY icon
769
BlackRock MuniYield Michigan Quality Fund
MIY
$362M
$1K ﹤0.01%
90
– –
MJ icon
770
PUT
Amplify Alternative Harvest ETF
MJ
$112M
$1K ﹤0.01%
+3
New +$1.13K
MMU
771
Western Asset Managed Municipals Fund
MMU
$558M
$1K ﹤0.01%
135
– –
MPA icon
772
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$1K ﹤0.01%
90
+45
+100% +$592
MQT
773
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$1K ﹤0.01%
135
– –
MQY icon
774
BlackRock MuniYield Quality Fund
MQY
$816M
$1K ﹤0.01%
135
– –
MUE
775
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1K ﹤0.01%
90
– –
29 30
31
32 33

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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.