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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBI
726
Western Asset Intermediate Muni Fund
SBI
$108M
– –
-50
Closed –
SCD
727
LMP Capital and Income Fund
SCD
$361M
– –
-2,100
Closed -$26K
SCHW
728
PUT
Charles Schwab
SCHW
$188B
– –
-40
Closed -$2K
SDGR icon
729
Schrodinger
SDGR
$1.39B
– –
-10,239
Closed -$289K
SE icon
730
Sea Limited
SE
$78.6B
$0 ﹤0.01%
15
-11,085
-100% -$452K
SHOP icon
731
Shopify
SHOP
$192B
– –
-6,297
Closed -$343K
SIRI icon
732
SiriusXM
SIRI
$9.53B
– –
-762
Closed -$34K
SJM icon
733
J.M. Smucker
SJM
$12.7B
$0 ﹤0.01%
+1
New +$116
SKE
734
Skeena Resources
SKE
$4.12B
– –
-12,500
Closed -$57K
SKY icon
735
Champion Homes
SKY
$5.07B
– –
-14,000
Closed -$892K
SLV icon
736
iShares Silver Trust
SLV
$32B
– –
-600
Closed -$12.8K
SMCI icon
737
Super Micro Computer
SMCI
$23.2B
– –
-4,200
Closed -$115K
SMH icon
738
PUT
VanEck Semiconductor ETF
SMH
$72.3B
– –
-25
Closed -$3K
SMLF icon
739
iShares US Small Cap Equity Factor ETF
SMLF
$4.31B
– –
-50
Closed -$2K
SMMV icon
740
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
– –
-300
Closed -$9K
SNAP icon
741
Snap
SNAP
$8.95B
– –
-15,000
Closed -$133K
SNDL icon
742
Sundial Growers
SNDL
$318M
$0 ﹤0.01%
60
– –
SOXX icon
743
iShares Semiconductor ETF
SOXX
$46.6B
– –
-300
Closed -$47K
SPXX icon
744
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
– –
-2,000
Closed -$29K
SRG
745
CALL
Seritage Growth Properties
SRG
$135M
– –
-1,000
Closed -$7K
SSYS icon
746
Stratasys
SSYS
$769M
– –
-46,250
Closed -$629K
SUSA icon
747
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
– –
-600
Closed -$53K
SYBT icon
748
Stock Yards Bancorp
SYBT
$2.62B
– –
-200
Closed -$7K
SYLD icon
749
Cambria Shareholder Yield ETF
SYLD
$1.02B
– –
-500
Closed -$30K
TDW icon
750
Tidewater
TDW
$4.59B
– –
-1,000
Closed -$71K
28 29
30
31 32

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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.