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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXG
726
NXG NextGen Infrastructure Income Fund
NXG
$354M
– –
-500
Closed -$23K
O icon
727
Realty Income
O
$59.7B
$0 ﹤0.01%
+1
New +$69
OBDC icon
728
Blue Owl Capital
OBDC
$5.9B
– –
-4,000
Closed -$56K
OCSL icon
729
Oaktree Specialty Lending
OCSL
$1.15B
– –
-2,167
Closed -$45K
OGI
730
Organigram Holdings
OGI
$177M
– –
-1,350
Closed -$12K
OKTA icon
731
Okta
OKTA
$26.8B
– –
-1,400
Closed -$332K
ONON icon
732
On Holding
ONON
$10.4B
– –
-1,000
Closed -$30K
ORMP icon
733
Oramed Pharmaceuticals
ORMP
$182M
– –
-2,195
Closed -$48K
OXLC
734
Oxford Lane Capital
OXLC
$952M
– –
-3,000
Closed -$108K
PAI
735
Western Asset Investment Grade Income Fund
PAI
$114M
– –
-979
Closed -$15K
PANW icon
736
Palo Alto Networks
PANW
$323B
– –
-30,300
Closed -$2.42M
PAVM icon
737
PAVmed
PAVM
$32.2M
– –
-11
Closed -$40K
PBR icon
738
Petrobras
PBR
$116B
– –
-200
Closed -$2K
PCF
739
High Income Securities Fund
PCF
$103M
– –
-3,000
Closed -$26K
PDO
740
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
– –
-3,750
Closed -$78K
PDX
741
PIMCO Dynamic Income Strategy Fund
PDX
$968M
– –
-8,500
Closed -$103K
PEO
742
Adams Natural Resources Fund
PEO
$772M
– –
-3,950
Closed -$59K
PFL
743
PIMCO Income Strategy Fund
PFL
$384M
– –
-5,000
Closed -$58K
PFLT icon
744
PennantPark Floating Rate Capital
PFLT
$754M
– –
-2,500
Closed -$31K
PGZ
745
Principal Real Estate Income Fund
PGZ
$68.2M
– –
-3,593
Closed -$52K
PHD
746
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-17,300
Closed -$198K
PHK
747
PIMCO High Income Fund
PHK
$865M
– –
-7,500
Closed -$47K
PHT
748
DELISTED
Pioneer High Income Fund
PHT
– –
-2,500
Closed -$24K
PIII icon
749
P3 Health Partners
PIII
$37.4M
– –
-500
Closed -$246K
PLAY icon
750
Dave & Buster's
PLAY
$374M
– –
-5,000
Closed -$191K
28 29
30
31 32

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.