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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVAC
726
DELISTED
CureVac
CVAC
– –
-1,000
Closed -$73K
CVCO icon
727
Cavco Industries
CVCO
$4.67B
– –
-2,381
Closed -$529K
CVLT icon
728
Commault Systems
CVLT
$6.26B
– –
-2,102
Closed -$164K
CVRX icon
729
CVRx
CVRX
$78.3M
– –
-1,500
Closed -$42K
CVX icon
730
Chevron
CVX
$388B
– –
-100
Closed -$10K
CX icon
731
Cemex
CX
$16B
– –
-160,000
Closed -$1.34M
DAL icon
732
Delta Air Lines
DAL
$60B
– –
-7,475
Closed -$323K
DAL icon
733
PUT
Delta Air Lines
DAL
$60B
– –
-100
Closed -$4K
DBX icon
734
Dropbox
DBX
$7.81B
– –
-4,000
Closed -$121K
DDS icon
735
Dillards
DDS
$9.59B
– –
-330
Closed -$59K
DE icon
736
Deere & Co
DE
$165B
– –
-5,075
Closed -$1.83M
DHI icon
737
D.R. Horton
DHI
$41.9B
– –
-50
Closed -$4K
DIAX
738
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-5,000
Closed -$85K
DIS icon
739
Walt Disney
DIS
$181B
– –
-1,544
Closed -$271K
DQ
740
Daqo New Energy
DQ
$1.01B
– –
-2,200
Closed -$143K
DTE icon
741
CALL
DTE Energy
DTE
$29B
– –
-834
Closed -$78K
DTE icon
742
DTE Energy
DTE
$29B
– –
-62,628
Closed -$5.88M
DV icon
743
DoubleVerify
DV
$2.04B
– –
-7,900
Closed -$334K
ECH icon
744
iShares MSCI Chile ETF
ECH
$1.03B
– –
-2,000
Closed -$57K
ED icon
745
Consolidated Edison
ED
$40.1B
– –
-300
Closed -$21K
EH
746
PUT
EHang Holdings
EH
$442M
– –
-400
Closed -$17K
EMF
747
Templeton Emerging Markets Fund
EMF
$332M
– –
-2,500
Closed -$49K
ENLV icon
748
Enlivex Ltd
ENLV
$28.4M
– –
-9
Closed -$1K
ENVB icon
749
Enveric Biosciences
ENVB
$6.08M
– –
0
– –
EOS
750
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
– –
-3,500
Closed -$81K
28 29
30
31 32

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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.