FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
-0.79%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$214M
AUM Growth
-$34.5M
Cap. Flow
-$27M
Cap. Flow %
-12.61%
Top 10 Hldgs %
26.7%
Holding
1,050
New
258
Increased
119
Reduced
152
Closed
328

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
BP icon
BP
BP
+$5.52M
4
XLNX
Xilinx Inc
XLNX
+$5.26M
5
CRM icon
Salesforce
CRM
+$3.61M

Top Sells

1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.55M

Sector Composition

1 Technology 22.42%
2 Financials 13.73%
3 Healthcare 11.63%
4 Communication Services 10.84%
5 Industrials 7.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZME
726
DELISTED
Zhangmen Education Inc. American Depositary Shares, each representing seventy-two (72) Class A Ordin
ZME
– –
-47
Closed -$4K
SUNS
727
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-3,000
Closed -$45K
ORPH
728
DELISTED
Orphazyme A/S
ORPH
– –
0
– –
SBEAU
729
DELISTED
SilverBox Engaged Merger Corp I Units
SBEAU
$0 ﹤0.01%
100
– –
ENVIU
730
DELISTED
Environmental Impact Acquisition Corp. Unit
ENVIU
– –
-5,000
Closed -$51K
GTS
731
DELISTED
Triple-S Management Corporation
GTS
– –
0
– –
RDS.B
732
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-300
Closed -$11K
GMIIU
733
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
$0 ﹤0.01%
80
– –
NGCA
734
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
– –
-12,500
Closed -$128K
SWBK
735
DELISTED
Switchback II Corporation
SWBK
$0 ﹤0.01%
100
– –
GSAH.U
736
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-100
Closed -$1K
KCAC.U
737
DELISTED
Kensington Capital Acquisition Corp. II Units, each consisting of one share of Class A common stock,
KCAC.U
– –
-50
Closed –
CTAC
738
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
– –
-6,587
Closed -$65K
CAHC
739
DELISTED
CA Healthcare Acquisition Corp. Class A Common Stock
CAHC
– –
-400
Closed -$3K
TLC
740
DELISTED
Taiwan Liposome Company, Ltd. American Depository Shares
TLC
– –
-6,233
Closed -$36K
SRNG
741
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-1,109,700
Closed -$11.1M
SRNGU
742
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-300
Closed -$3K
ACIC
743
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-11,790
Closed -$117K
SOAC.U
744
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-145
Closed -$1K
PFPT
745
DELISTED
Proofpoint, Inc.
PFPT
– –
-4,695
Closed -$815K
DFNS.U
746
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-49
Closed –
MXIM
747
DELISTED
Maxim Integrated Products
MXIM
– –
-53,000
Closed -$5.58M
USCR
748
DELISTED
U S Concrete, Inc.
USCR
– –
-4,000
Closed -$295K
RMGB
749
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-306,851
Closed -$3.05M
SAII
750
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-2,000
Closed -$19K
28 29
30
31 32