FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+26.07%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$364M
AUM Growth
+$128M
Cap. Flow
+$97.4M
Cap. Flow %
26.74%
Top 10 Hldgs %
29.88%
Holding
1,002
New
496
Increased
101
Reduced
100
Closed
222

Top Buys

1
KNSL icon
Kinsale Capital Group
KNSL
$16.8M
2
XLNX
Xilinx Inc
XLNX
$13.6M
3
BABA icon
Alibaba
BABA
$11.7M
4
RYAAY icon
Ryanair
RYAAY
$9.57M
5
BP icon
BP
BP
$8.91M

Top Sells

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$19.9M
2
QVCGP
QVC Group, Inc. 8.0% Fixed Rate Cumulative Redeemable Preferred Stock
QVCGP
$6.93M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$5.88M
4
LAZR icon
Luminar Technologies
LAZR
$4.88M
5
LYG icon
Lloyds Banking Group
LYG
$4.7M

Sector Composition

1 Financials 14.96%
2 Healthcare 13.96%
3 Consumer Discretionary 12.94%
4 Industrials 11.72%
5 Energy 10.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RPT
726
Rithm Property Trust Inc.
RPT
$121M
– –
-2,600
Closed -$21K
JOYY
727
JOYY Inc. American Depositary Shares
JOYY
$3.21B
– –
0
– –
NVRO
728
DELISTED
NEVRO CORP.
NVRO
– –
-9,000
Closed -$1.25M
DM
729
DELISTED
Desktop Metal, Inc.
DM
– –
-28,271
Closed -$3.05M
NKLA
730
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-2
Closed -$1K
SNAX
731
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-82
Closed -$12K
PRMW
732
DELISTED
Primo Water Corporation
PRMW
– –
-50,000
Closed -$710K
GTHX
733
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
– –
-400
Closed -$4K
FREE
734
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$0 ﹤0.01%
60
-180
-75% –
CERE
735
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-5,166
Closed -$53K
BREZR
736
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$0 ﹤0.01%
+300
New –
CAMP
737
DELISTED
CalAmp Corp.
CAMP
– –
0
– –
NBSE
738
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-750
Closed -$113K
MOTS
739
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$0 ﹤0.01%
1
– –
SOLO
740
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$0 ﹤0.01%
100
-200
-67% –
AYX
741
DELISTED
Alteryx, Inc.
AYX
– –
-8,500
Closed -$965K
SPLK
742
DELISTED
Splunk Inc
SPLK
– –
-120
Closed -$22K
GOEV
743
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-241
Closed -$1.23M
GOL
744
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
1
-1,999
-100% –
LTHM
745
DELISTED
Livent Corporation
LTHM
– –
-97
Closed –
ID
746
DELISTED
PARTS iD, Inc.
ID
– –
-130
Closed -$1K
CD
747
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
– –
-1,000
Closed -$16K
VMW
748
DELISTED
VMware, Inc
VMW
$0 ﹤0.01%
+1
New –
KLR
749
DELISTED
Kaleyra, Inc.
KLR
– –
-4,702
Closed -$124K
VRAY
750
DELISTED
ViewRay, Inc.
VRAY
– –
-10,000
Closed -$35K
28 29
30
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