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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRG icon
51
Airgain
AIRG
$70M
$1.12M 0.52%
88,700
-27,152
-23% -$424K
TDC icon
52
Teradata
TDC
$2.5B
$1.08M 0.5%
+18,900
New +$974K
DNAD
53
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$1.06M 0.49%
+108,000
New +$1.06M
SNN icon
54
Smith & Nephew
SNN
$12.6B
$1.03M 0.48%
30,000
+4,529
+18% +$178K
DNAB
55
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$989K 0.46%
100,152
+100,052
+100,052% +$985K
AKLI
56
DELISTED
Akili Inc
AKLI
$954K 0.44%
+95,900
New +$947K
ISUN
57
DELISTED
iSun, Inc. Common Stock
ISUN
$927K 0.43%
111,723
-44,861
-29% -$403K
FLUX icon
58
Flux Power
FLUX
$11.5M
$898K 0.42%
176,791
-41,930
-19% -$354K
ISAA
59
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
$895K 0.42%
+89,589
New +$890K
SVFB
60
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$893K 0.41%
+91,000
New +$894K
VRE
61
DELISTED
Veris Residential
VRE
$856K 0.4%
50,000
+32,000
+178% +$557K
ASML icon
62
ASML
ASML
$691B
$850K 0.39%
+1,142
New +$898K
VMW
63
DELISTED
VMware, Inc
VMW
$847K 0.39%
+5,700
New +$864K
FIVN icon
64
FIVE9
FIVN
$2.44B
$826K 0.38%
+5,171
New +$944K
IFRX icon
65
InflaRx
IFRX
$295M
$823K 0.38%
318,000
-25,000
-7% -$65.9K
HCAQ
66
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$823K 0.38%
83,188
+14,395
+21% +$142K
VNCE icon
67
Vince Holding Corp
VNCE
$74.4M
$782K 0.36%
94,852
-2,381
-2% -$19.2K
SYM icon
68
Symbotic
SYM
$5.41B
$779K 0.36%
+79,344
New +$779K
VIST icon
69
Vista Energy
VIST
$7.33B
$717K 0.33%
142,575
-64,661
-31% -$284K
WCC.PRA
70
DELISTED
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$706K 0.33%
22,500
+8,594
+62% +$265K
CLDR
71
DELISTED
Cloudera, Inc.
CLDR
$698K 0.32%
43,748
+43,648
+43,648% +$693K
KRE icon
72
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$677K 0.31%
+10,000
New +$643K
MAPS
73
DELISTED
WM TECHNOLOGY INC A
MAPS
$676K 0.31%
46,640
+8,615
+23% +$125K
SAFM
74
DELISTED
Sanderson Farms Inc
SAFM
$674K 0.31%
+3,585
New +$676K
BEEM icon
75
Beam Global
BEEM
$25.8M
$667K 0.31%
24,400
-77,171
-76% -$2.29M
1 2
3
4 5

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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.