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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSD
701
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
– –
-5,600
Closed -$51K
MT icon
702
ArcelorMittal
MT
$55.9B
– –
-50,000
Closed -$1.51M
MYI icon
703
BlackRock MuniYield Quality Fund III
MYI
$717M
– –
-3,050
Closed -$44K
MYPS icon
704
PLAYSTUDIOS Inc
MYPS
$72.1M
$0 ﹤0.01%
100
– –
NAC icon
705
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
– –
-2,500
Closed -$39K
NAD icon
706
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-1,000
Closed -$15K
NCNO icon
707
nCino
NCNO
$2.08B
– –
-796
Closed -$56K
NCV
708
Virtus Convertible & Income Fund
NCV
$393M
– –
-1,250
Closed -$29K
NCZ
709
Virtus Convertible & Income Fund II
NCZ
$306M
– –
-1,250
Closed -$25K
NDMO icon
710
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$604M
– –
-2,446
Closed -$39K
NEA icon
711
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-1,000
Closed -$15K
NEM icon
712
Newmont
NEM
$124B
– –
-3,000
Closed -$162K
NFJ
713
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
– –
-5,000
Closed -$74K
NFLX icon
714
Netflix
NFLX
$309B
– –
-55,890
Closed -$3.41M
NHS
715
Neuberger High Yield Strategies Fund Inc
NHS
$254M
– –
-13,331
Closed -$168K
NIE
716
Virtus Equity & Convertible Income Fund
NIE
$738M
– –
-2,000
Closed -$58K
NMCO icon
717
Nuveen Municipal Credit Opportunities Fund
NMCO
$583M
– –
-1,000
Closed -$15K
NMFC icon
718
New Mountain Finance
NMFC
$728M
– –
-1,750
Closed -$23K
NML
719
Neuberger Energy Infrastructure and Income Fund Inc
NML
$603M
– –
-7,500
Closed -$36K
NNN icon
720
NNN REIT
NNN
$8.79B
– –
-8
Closed –
NPCT icon
721
Nuveen Core Plus Impact Fund
NPCT
$283M
– –
-1,500
Closed -$29K
NRO
722
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
– –
-5,240
Closed -$24K
NVDA icon
723
NVIDIA
NVDA
$5.43T
– –
-63,710
Closed -$1.75M
NVTS icon
724
Navitas Semiconductor
NVTS
$3.64B
– –
-100
Closed –
NXDT.PRA
725
NexPoint Diversified Real Estate Trust 5.50% Series A Preferred Shares
NXDT.PRA
$43.9M
– –
-1,655
Closed -$36K
27 28
29
30 31

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.