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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZ icon
701
Kanzhun
BZ
$6.89B
– –
-1,200
Closed -$47K
BZUN
702
Baozun
BZUN
$168M
– –
-3,500
Closed -$124K
CATX icon
703
Perspective Therapeutics
CATX
$354M
$0 ﹤0.01%
81
– –
CCJ icon
704
Cameco
CCJ
$42.6B
– –
-2,500
Closed -$47.3K
CCL icon
705
Carnival Corporation Ltd
CCL
$38.9B
– –
-14,450
Closed -$380K
CENN icon
706
Cenntro
CENN
$8.41M
– –
0
– –
CF icon
707
CALL
CF Industries
CF
$17.7B
– –
-388
Closed -$19K
CF icon
708
CF Industries
CF
$17.7B
– –
-10,988
Closed -$565K
CHN
709
DELISTED
China Fund
CHN
– –
-1,705
Closed -$52K
CHPT icon
710
ChargePoint
CHPT
$160M
– –
-375
Closed -$175K
CIFR icon
711
Cipher Digital
CIFR
$6.9B
– –
-33,910
Closed -$337K
CLM icon
712
Cornerstone Strategic Value Fund
CLM
$2.23B
– –
-29,808
Closed -$340K
CLRB icon
713
Cellectar Biosciences
CLRB
$19.8M
– –
-734
Closed -$262K
CMCT
714
Creative Media & Community Trust
CMCT
$15M
– –
0
– -$13K
COHU icon
715
Cohu
COHU
$2.76B
– –
-9,093
Closed -$334K
COTY icon
716
CALL
Coty
COTY
$2.42B
– –
-200
Closed -$1K
CPRI icon
717
Capri Holdings
CPRI
$1.77B
– –
-4,000
Closed -$228K
CRF
718
Cornerstone Total Return Fund
CRF
$1.16B
– –
-25,500
Closed -$283K
CRH icon
719
CRH
CRH
$65B
– –
-1,023
Closed -$52K
CRON
720
CALL
Cronos Group
CRON
$1.16B
– –
-245
Closed -$2K
CRON
721
Cronos Group
CRON
$1.16B
– –
-150
Closed -$1K
CRSR icon
722
Corsair Gaming
CRSR
$1.45B
– –
-1,384
Closed -$46K
CSGP icon
723
CALL
CoStar Group
CSGP
$13.4B
– –
-820
Closed -$67K
CSGP icon
724
CoStar Group
CSGP
$13.4B
– –
-15,700
Closed -$1.3M
CSQ icon
725
Calamos Strategic Total Return Fund
CSQ
$3.37B
– –
-3,000
Closed -$54K
27 28
29
30 31

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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.