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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
701
PUT
Occidental Petroleum
OXY
$58.5B
– –
-240
Closed -$9K
PAAS icon
702
Pan American Silver
PAAS
$22.1B
– –
-1,270
Closed -$30K
PACB icon
703
Pacific Biosciences
PACB
$345M
– –
-3,935
Closed -$20K
PAHC icon
704
Phibro Animal Health
PAHC
$1.37B
– –
-700
Closed -$17K
PAI
705
Western Asset Investment Grade Income Fund
PAI
$114M
– –
-6,129
Closed -$95K
PCF
706
High Income Securities Fund
PCF
$102M
– –
-5,574
Closed -$49K
PCG icon
707
PG&E
PCG
$38.3B
– –
-3,700
Closed -$49.1K
PCM
708
PCM Fund
PCM
$70.8M
– –
-3,082
Closed -$35K
PCN
709
PIMCO Corporate & Income Strategy Fund
PCN
$891M
– –
-364
Closed -$6K
PDI icon
710
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-6,646
Closed -$215K
PDX
711
PIMCO Dynamic Income Strategy Fund
PDX
$968M
– –
-3,506
Closed -$57K
PFE icon
712
Pfizer
PFE
$150B
– –
-211
Closed -$7K
PFIS icon
713
Peoples Financial Services
PFIS
$714M
– –
-8,112
Closed -$408K
PFL
714
PIMCO Income Strategy Fund
PFL
$389M
– –
-18,242
Closed -$216K
PFLT icon
715
PennantPark Floating Rate Capital
PFLT
$742M
– –
-364
Closed -$4K
PFN
716
PIMCO Income Strategy Fund II
PFN
$706M
– –
-21,173
Closed -$224K
PGP
717
PIMCO Global StockPLUS & Income Fund
PGP
$102M
– –
-6,171
Closed -$73K
PGZ
718
Principal Real Estate Income Fund
PGZ
$68.3M
– –
-2,048
Closed -$43K
PHD
719
DELISTED
Pioneer Floating Rate Fund
PHD
$0 ﹤0.01%
100
-10,251
-99% -$104K
PHK
720
PIMCO High Income Fund
PHK
$875M
– –
-11,638
Closed -$87K
PHT
721
DELISTED
Pioneer High Income Fund
PHT
– –
-11,440
Closed -$109K
PHUN icon
722
Phunware
PHUN
$43M
$0 ﹤0.01%
8
– –
PIM
723
Franklin Master Intermediate Income Trust
PIM
$154M
– –
-22,290
Closed -$105K
PINS icon
724
CALL
Pinterest
PINS
$13B
– –
-1,551
Closed -$28K
PINS icon
725
Pinterest
PINS
$13B
– –
-121,392
Closed -$2.26M
27 28
29
30 31

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.