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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
676
Nuveen Credit Strategies Income Fund
JQC
$717M
– –
-18,891
Closed -$123K
JRI icon
677
Nuveen Real Asset Income & Growth Fund
JRI
$349M
– –
-3,500
Closed -$53K
JRS icon
678
Nuveen Real Estate Income Fund
JRS
$243M
– –
-9,770
Closed -$103K
KDP icon
679
CALL
Keurig Dr Pepper
KDP
$40.2B
– –
-235
Closed -$8K
KDP icon
680
Keurig Dr Pepper
KDP
$40.2B
– –
-10,000
Closed -$341K
KIO
681
KKR Income Opportunities Fund
KIO
$458M
– –
-11,768
Closed -$192K
KRBN icon
682
KraneShares Global Carbon Strategy ETF
KRBN
$131M
– –
-500
Closed -$20K
KRE icon
683
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-10,000
Closed -$677K
KYN icon
684
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
– –
-5,000
Closed -$40K
LGI
685
Lazard Global Total Return & Income Fund
LGI
$242M
– –
-4,200
Closed -$84K
LIN icon
686
Linde
LIN
$221B
– –
-1,000
Closed -$293K
LUV icon
687
Southwest Airlines
LUV
$22B
– –
-500
Closed -$25K
LYG icon
688
Lloyds Banking Group
LYG
$89.8B
– –
-920,449
Closed -$2.25M
M icon
689
PUT
Macy's
M
$6.26B
– –
-230
Closed -$5K
MA icon
690
Mastercard
MA
$490B
– –
-8
Closed -$2K
MAIN icon
691
Main Street Capital
MAIN
$5.47B
– –
-1,250
Closed -$51K
MATW icon
692
Matthews International
MATW
$725M
– –
-30
Closed -$1K
MDAI icon
693
Spectral AI
MDAI
$50M
$0 ﹤0.01%
+100
New +$980
MDIA icon
694
Mediaco Holding
MDIA
$78.3M
– –
-2,591
Closed -$30K
MFIC icon
695
MidCap Financial Investment
MFIC
$795M
– –
-1,500
Closed -$19K
DFTX
696
Definium Therapeutics
DFTX
$5.68B
– –
-267
Closed -$9K
MO icon
697
CALL
Altria Group
MO
$107B
– –
-750
Closed -$34K
MOS icon
698
The Mosaic Company
MOS
$7.18B
– –
-1,000
Closed -$35K
MRIN
699
DELISTED
Marin Software
MRIN
– –
-401
Closed -$21K
MRNA icon
700
Moderna
MRNA
$25.4B
– –
-143
Closed -$55K
26 27
28
29 30

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.