We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCO icon
676
Arcos Dorados Holdings
ARCO
$1.71B
– –
-8,723
Closed -$51K
ARKK icon
677
ARK Innovation ETF
ARKK
$6.54B
– –
-10,000
Closed -$1.2M
ATAI icon
678
AtaiBeckley Inc
ATAI
$2.69B
– –
-50
Closed –
AU icon
679
AngloGold Ashanti
AU
$48.1B
– –
-8,374
Closed -$155K
BAP icon
680
Credicorp
BAP
$29.8B
– –
-3,000
Closed -$363K
BBN icon
681
BlackRock Taxable Municipal Bond Trust
BBN
$987M
– –
-3,500
Closed -$90K
BEEM icon
682
PUT
Beam Global
BEEM
$25.5M
– –
-300
Closed -$11K
BG icon
683
CALL
Bunge Global
BG
$21.7B
– –
-89
Closed -$6K
BG icon
684
Bunge Global
BG
$21.7B
– –
-638
Closed -$49K
BGS icon
685
B&G Foods
BGS
$299M
– –
-3,116
Closed -$102K
BGS icon
686
PUT
B&G Foods
BGS
$299M
– –
-85
Closed -$2K
BGT icon
687
BlackRock Floating Rate Income Trust
BGT
$329M
– –
-10,000
Closed -$128K
BKD icon
688
CALL
Brookdale Senior Living
BKD
$3B
– –
-150
Closed -$1K
BKSY icon
689
CALL
BlackSky Technology
BKSY
$1.27B
– –
-109
Closed -$8K
BKSY icon
690
BlackSky Technology
BKSY
$1.27B
– –
-49,625
Closed -$3.97M
BLW icon
691
BlackRock Limited Duration Income Trust
BLW
$508M
– –
-3,500
Closed -$59K
BMA icon
692
Banco Macro
BMA
$5.14B
– –
-1,000
Closed -$15.8K
BMEZ icon
693
BlackRock Health Sciences Trust II
BMEZ
$1.02B
– –
-2,500
Closed -$72K
BTO
694
John Hancock Financial Opportunities Fund
BTO
$819M
– –
-2,000
Closed -$75K
BTT icon
695
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-5,000
Closed -$131K
SRXH
696
SRX Global
SRXH
$35.7M
– –
-26
Closed -$215K
BUD icon
697
AB InBev
BUD
$158B
– –
-4,000
Closed -$288K
BW icon
698
Babcock & Wilcox
BW
$1.39B
– –
-65,455
Closed -$515K
BWG
699
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-6,000
Closed -$75K
BYND icon
700
Beyond Meat
BYND
$210M
– –
-1,500
Closed -$236K
26 27
28
29 30

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.