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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIE
676
Virtus Equity & Convertible Income Fund
NIE
$738M
– –
-2,237
Closed -$50K
NJR icon
677
New Jersey Resources
NJR
$5.62B
– –
-273
Closed -$12K
NKTR icon
678
Nektar Therapeutics
NKTR
$2.57B
– –
-1,120
Closed -$362K
NMIH icon
679
NMI Holdings
NMIH
$3.38B
– –
-1,000
Closed -$33K
NNN icon
680
NNN REIT
NNN
$8.79B
– –
-239
Closed -$12K
NOBL icon
681
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-1,820
Closed -$68K
NOW icon
682
ServiceNow
NOW
$129B
– –
-2,325
Closed -$131K
NTNX icon
683
Nutanix
NTNX
$17.5B
– –
-7,000
Closed -$218K
NUS icon
684
Nu Skin
NUS
$236M
– –
-1,000
Closed -$40K
NVS icon
685
Novartis
NVS
$290B
– –
-20,293
Closed -$1.92M
NXDT
686
NexPoint Diversified Real Estate Trust
NXDT
$250M
– –
-4,916
Closed -$87K
NXG
687
NXG NextGen Infrastructure Income Fund
NXG
$352M
– –
-670
Closed -$36K
NXPI icon
688
CALL
NXP Semiconductors
NXPI
$58.9B
– –
-17
Closed -$2K
NXPI icon
689
PUT
NXP Semiconductors
NXPI
$58.9B
– –
-38
Closed -$4K
OCFT
690
DELISTED
OneConnect Financial Technology
OCFT
– –
-225
Closed -$22K
ODP
691
DELISTED
ODP
ODP
$0 ﹤0.01%
+50
New +$1.12K
OKE icon
692
Oneok
OKE
$58.3B
– –
-2
Closed –
OPCH icon
693
Option Care Health
OPCH
$3.57B
– –
-48
Closed –
OPP
694
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
– –
-19,693
Closed -$319K
OR icon
695
OR Royalties Inc
OR
$6.31B
– –
-35,900
Closed -$319K
OTRK
696
DELISTED
Ontrak
OTRK
– –
-56
Closed -$81K
OVV icon
697
Ovintiv
OVV
$17.5B
– –
0
– –
OXSQ icon
698
Oxford Square Capital
OXSQ
$166M
– –
-675
Closed -$3K
OXY icon
699
CALL
Occidental Petroleum
OXY
$58.5B
– –
-790
Closed -$32K
OXY icon
700
Occidental Petroleum
OXY
$58.5B
– –
-30,701
Closed -$1.26M
26 27
28
29 30

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.