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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$71.6M
AUM Growth
-$72.7M
Cap. Flow
-$111M
Cap. Flow %
-155.21%
Top 10 Hldgs %
33.28%
Holding
946
New
238
Increased
94
Reduced
99
Closed
377

Top Buys

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$2.77M
2
AMZN icon
Amazon
AMZN
+$2.03M
3
CMBT
CMB.TECH NV
CMBT
+$1.94M
4
VIVO
Meridian Bioscience Inc
VIVO
+$1.64M
5
LI icon
Li Auto
LI
+$1.4M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$40M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$20.2M
3
AVLR
Avalara, Inc.
AVLR
+$7.35M
4
HLN icon
Haleon
HLN
+$5.98M
5
ABB
ABB Ltd
ABB
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 18.84%
2 Consumer Discretionary 14.54%
3 Financials 13.96%
4 Industrials 12.93%
5 Communication Services 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNY icon
651
Nuveen New York Municipal Value Fund
NNY
$157M
– –
-200
Closed -$1K
NOW icon
652
ServiceNow
NOW
$129B
– –
-25
Closed -$1K
NPCT icon
653
Nuveen Core Plus Impact Fund
NPCT
$283M
– –
-600
Closed -$6K
NPV icon
654
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
– –
-300
Closed -$3K
NQP
655
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-600
Closed -$6K
NRK icon
656
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
– –
-1,100
Closed -$10K
NUV icon
657
Nuveen Municipal Value Fund
NUV
$1.89B
– –
-10,400
Closed -$87K
NUW icon
658
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
– –
-100
Closed -$1K
NVG icon
659
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
– –
-3,800
Closed -$44K
NVO
660
CALL
Novo Nordisk
NVO
$203B
– –
-154
Closed -$7K
NVO
661
Novo Nordisk
NVO
$203B
– –
-80,000
Closed -$3.98M
NVS icon
662
Novartis
NVS
$290B
– –
-5,380
Closed -$408K
NWG icon
663
NatWest
NWG
$76.7B
– –
-200,000
Closed -$998K
NXC
664
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
– –
-100
Closed -$1K
NXE icon
665
CALL
NexGen Energy
NXE
$7.07B
– –
-1,050
Closed -$3K
NXJ
666
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-500
Closed -$5K
NXN
667
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-100
Closed -$1K
NXP icon
668
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
– –
-200
Closed -$2K
NXTC icon
669
CALL
NextCure
NXTC
$37.4M
– –
-75
Closed -$2K
NXTC icon
670
NextCure
NXTC
$37.4M
– –
-4,000
Closed -$132K
NZF icon
671
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-1,600
Closed -$18K
OGI
672
Organigram Holdings
OGI
$182M
$0 ﹤0.01%
+125
New +$470
ORLA
673
DELISTED
Orla Mining
ORLA
– –
-3,000
Closed -$9K
OSCR icon
674
Oscar Health
OSCR
$9.14B
– –
-400
Closed -$1K
OTLY
675
Oatly Group
OTLY
$420M
$0 ﹤0.01%
13
– –
25 26
27
28 29

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ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2022 Portfolio in Review

As of Q4 2022, FNY Investment Advisers held 946 positions worth $71.6M, down 50% from $144M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

FNY Investment Advisers withdrew a net $111M in Q4 2022, closing 377 positions and reducing 99 holdings. Its most notable exit was Change Healthcare Inc. Common Stock, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, FNY Investment Advisers opened a new position in Amazon worth $1.73M.

  • FNY Investment Advisers's largest Q4 2022 buy was Amazon: 20,538 shares worth $1.73M.
  • FNY Investment Advisers added most to VMware, Inc in Q4 2022, an estimated $2.77M increase.
  • FNY Investment Advisers's biggest Q4 2022 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $40M.
  • FNY Investment Advisers fully exited Change Healthcare Inc. Common Stock in Q4 2022, selling an estimated $20.2M.
  • FNY Investment Advisers's ten largest holdings make up 33% of its $71.6M portfolio in Q4 2022.
  • FNY Investment Advisers opened 238 new positions and closed 377 in Q4 2022.
  • FNY Investment Advisers's portfolio value fell 50% quarter-over-quarter to $71.6M.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.