We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQL
651
abrdn Life Sciences Investors
HQL
$646M
– –
-1,500
Closed -$31K
HTGC icon
652
Hercules Capital
HTGC
$3.11B
– –
-2,500
Closed -$41K
HYI
653
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-3,000
Closed -$47K
HYLN icon
654
Hyliion Holdings
HYLN
$694M
– –
-2,795
Closed -$23K
HYMC icon
655
Hycroft Mining Holding Corp
HYMC
$2.56B
$0 ﹤0.01%
110
– –
HYT icon
656
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-9,000
Closed -$109K
ICLN icon
657
CALL
iShares Global Clean Energy ETF
ICLN
$2.12B
– –
-200
Closed -$4K
IGR
658
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-5,000
Closed -$41K
BRSL
659
CALL
Brightstar Lottery PLC
BRSL
$2.08B
– –
-65
Closed -$1K
INDA icon
660
iShares MSCI India ETF
INDA
$6.58B
– –
-2,038
Closed -$99K
INTU icon
661
CALL
Intuit
INTU
$91.6B
– –
-122
Closed -$65K
IONQ icon
662
CALL
IonQ
IONQ
$18.3B
– –
-158
Closed -$1K
IONQ icon
663
IonQ
IONQ
$18.3B
$0 ﹤0.01%
40
-244,647
-100% -$4.08M
IP icon
664
CALL
International Paper
IP
$21.8B
– –
-4,118
Closed -$206K
IP icon
665
International Paper
IP
$21.8B
– –
-40,128
Closed -$2.01M
IP icon
666
PUT
International Paper
IP
$21.8B
– –
-507
Closed -$25K
IQV icon
667
IQVIA
IQV
$39.8B
– –
-271
Closed -$64K
ISD
668
PGIM High Yield Bond Fund
ISD
$419M
– –
-7,786
Closed -$126K
ITUB icon
669
Itaú Unibanco
ITUB
$81.6B
– –
-371,069
Closed -$1.17M
IVV icon
670
iShares Core S&P 500 ETF
IVV
$904B
– –
-7
Closed -$3K
IWM icon
671
CALL
iShares Russell 2000 ETF
IWM
$82.2B
– –
-50
Closed -$10K
JCI icon
672
Johnson Controls International
JCI
$92.6B
– –
-882
Closed -$60K
JFR icon
673
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-5,000
Closed -$50K
JGH icon
674
Nuveen Global High Income Fund
JGH
$357M
– –
-4,005
Closed -$64K
JPC icon
675
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-8,000
Closed -$79K
25 26
27
28 29

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.