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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPX.U
651
DELISTED
AEA-Bridges Impact Corp Units
IMPX.U
$1K ﹤0.01%
100
– –
ACH
652
DELISTED
Alum Corp of China Ltd
ACH
$1K ﹤0.01%
64
-29,580
-100% -$496K
FST
653
DELISTED
FAST Acquisition Corp.
FST
$1K ﹤0.01%
100
– –
VMAC
654
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$1K ﹤0.01%
100
– –
MACQU
655
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$1K ﹤0.01%
100
– –
SVOK
656
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$1K ﹤0.01%
200
– –
LOKB.U
657
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$1K ﹤0.01%
100
– –
ABTS icon
658
Abits Group
ABTS
$3.94M
– –
-88
Closed -$29K
ACB
659
Aurora Cannabis
ACB
$235M
– –
-1,750
Closed -$124K
ACV
660
Virtus Diversified Income & Convertible Fund
ACV
$285M
– –
-2,000
Closed -$69K
ADMA icon
661
ADMA Biologics
ADMA
$2.11B
$0 ﹤0.01%
75
– –
AGCO icon
662
AGCO
AGCO
$6.96B
– –
-5,888
Closed -$770K
RYM
663
RYTHM Inc
RYM
$48.4M
– –
-4
Closed -$145K
AGRO icon
664
Adecoagro
AGRO
$1.31B
– –
-10,000
Closed -$100K
AHT
665
Ashford Hospitality Trust
AHT
$20.2M
– –
-1
Closed –
AI icon
666
C3.ai
AI
$1.58B
– –
-60
Closed -$3K
ALGN icon
667
Align Technology
ALGN
$12.5B
– –
-64
Closed -$39K
ALK icon
668
Alaska Air
ALK
$5.3B
– –
-7,500
Closed -$452K
ALV icon
669
Autoliv
ALV
$8.89B
– –
-500
Closed -$48K
AMAT icon
670
Applied Materials
AMAT
$424B
– –
-2,190
Closed -$297K
AMD icon
671
CALL
Advanced Micro Devices
AMD
$789B
– –
-14
Closed -$1K
AMX icon
672
America Movil
AMX
$69.8B
– –
-1
Closed –
APLS
673
DELISTED
Apellis Pharmaceuticals
APLS
– –
-1,031
Closed -$65K
APP icon
674
PUT
Applovin
APP
$105B
– –
-210
Closed -$15K
AQB icon
675
AquaBounty Technologies
AQB
$7.72M
$0 ﹤0.01%
5
– –
25 26
27
28 29

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ACP
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CC
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SL
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BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
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HCM
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EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.