FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+26.07%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$364M
AUM Growth
+$128M
Cap. Flow
+$97.4M
Cap. Flow %
26.74%
Top 10 Hldgs %
29.88%
Holding
1,002
New
496
Increased
101
Reduced
100
Closed
222

Top Buys

1
KNSL icon
Kinsale Capital Group
KNSL
$16.8M
2
XLNX
Xilinx Inc
XLNX
$13.6M
3
BABA icon
Alibaba
BABA
$11.7M
4
RYAAY icon
Ryanair
RYAAY
$9.57M
5
BP icon
BP
BP
$8.91M

Top Sells

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$19.9M
2
QVCGP
QVC Group, Inc. 8.0% Fixed Rate Cumulative Redeemable Preferred Stock
QVCGP
$6.93M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$5.88M
4
LAZR icon
Luminar Technologies
LAZR
$4.88M
5
LYG icon
Lloyds Banking Group
LYG
$4.7M

Sector Composition

1 Financials 14.96%
2 Healthcare 13.96%
3 Consumer Discretionary 12.94%
4 Industrials 11.72%
5 Energy 10.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RTP.U
651
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$1K ﹤0.01%
100
– –
RTPZ.U
652
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$1K ﹤0.01%
+100
New +$1K
CAP.U
653
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
$1K ﹤0.01%
+100
New +$1K
ALUS
654
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$1K ﹤0.01%
+100
New +$1K
IACA.U
655
DELISTED
ION Acquisition Corp 1 Ltd. Units, each consisting of one Class A ordinary share and one-fifth of on
IACA.U
$1K ﹤0.01%
+100
New +$1K
FIIIU
656
DELISTED
Forum Merger III Corporation Units
FIIIU
$1K ﹤0.01%
110
-64,890
-100% -$590K
FTOCU
657
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$1K ﹤0.01%
100
– –
SSPKU
658
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$1K ﹤0.01%
100
-500
-83% -$5K
WIFI
659
DELISTED
Boingo Wireless, Inc.
WIFI
– –
0
– –
GWPH
660
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-346
Closed -$33K
GLUU
661
DELISTED
Glu Mobile Inc.
GLUU
– –
-1,000
Closed -$7K
IPHI
662
DELISTED
INPHI CORPORATION
IPHI
– –
-175
Closed -$19K
NPAUU
663
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-332
Closed -$3K
SBE.U
664
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
$0 ﹤0.01%
10
-495
-98% –
VRTU
665
DELISTED
Virtusa Corporation
VRTU
– –
-20,000
Closed -$983K
PCPL.U
666
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$0 ﹤0.01%
20
– –
ACAMU
667
DELISTED
Acamar Partners Acquisition Corp. Units
ACAMU
– –
-2
Closed –
CXO
668
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-150
Closed -$6K
SMMCU
669
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$0 ﹤0.01%
17
– –
BMY.RT
670
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-127,309
Closed -$286K
GV
671
DELISTED
Goldfield Corporation
GV
– –
-38,913
Closed -$164K
LCAHU
672
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– –
-800
Closed -$12K
TCO
673
DELISTED
Taubman Centers Inc.
TCO
– –
-180
Closed -$5K
HYACU
674
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– –
-100
Closed -$1K
TRNE.U
675
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
– –
-1,970
Closed -$23K
25 26
27
28 29