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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+21.92%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$65M
Cap. Flow
+$52.4M
Cap. Flow %
22.14%
Top 10 Hldgs %
33.63%
Holding
717
New
272
Increased
92
Reduced
86
Closed
211

Top Buys

Rank Stock Value
1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$25.7M
2
QVCGP
QVC Group Inc 8.0% Preferred Stock
QVCGP
+$8.67M
3
CLSK icon
CleanSpark
CLSK
+$4.53M
4
CELU icon
Celularity
CELU
+$3.64M
5
EQNR icon
Equinor
EQNR
+$3.44M

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$26M
2
BABA icon
Alibaba
BABA
+$6.92M
3
ABB
ABB Ltd
ABB
+$4.34M
4
FSR
Fisker Inc.
FSR
+$2.98M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
+$2.79M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 18.68%
2 Industrials 17.16%
3 Healthcare 14.32%
4 Technology 11.85%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIT
651
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-250
Closed -$1K
SMMCU
652
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$0 ﹤0.01%
17
– –
TIF
653
DELISTED
Tiffany & Co.
TIF
– –
-5,250
Closed -$640K
PTACU
654
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-78,489
Closed -$831K
SPAQ.U
655
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-268
Closed -$2K
PASS
656
DELISTED
Direxion Daily Consumer Discretionary Bear 3X Shares
PASS
– –
-1,000
Closed -$69K
AKCA
657
DELISTED
Akcea Therapeutics Inc
AKCA
$0 ﹤0.01%
+5
New +$71
CCXX.U
658
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-1,670
Closed -$18K
AMTD
659
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,208
Closed -$43K
BREW
660
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-81,106
Closed -$1.25M
JE
661
DELISTED
Just Energy Group Inc
JE
$0 ﹤0.01%
+100
New +$1.15K
BFYT
662
CALL
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-236
Closed -$4K
BFYT
663
PUT
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-75
Closed -$1K
FSCT
664
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-19,726
Closed -$418K
GCAP
665
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-4,200
Closed -$25K
LM
666
DELISTED
Legg Mason, Inc.
LM
– –
-600
Closed -$29K
TMUSR
667
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-25,000
Closed -$4K
BGG
668
DELISTED
Briggs & Stratton Corp.
BGG
– –
-200,000
Closed -$262K
AKRX
669
DELISTED
Akorn Inc
AKRX
– –
-500,000
Closed -$140K
TTP
670
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$0 ﹤0.01%
1
– –
ASNA
671
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-100,000
Closed -$146K
NAVB
672
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-105,000
Closed -$413K
GTYH
673
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$0 ﹤0.01%
100
– –
SIGM
674
DELISTED
Sigma Designs Inc
SIGM
– –
-5,300
Closed -$1K
TERP
675
DELISTED
TerraForm Power, Inc
TERP
– –
-300
Closed -$5K
24 25 26
27
28

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FNY Investment Advisers's Q3 2020 Portfolio in Review

As of Q3 2020, FNY Investment Advisers held 717 positions worth $237M, up 38% from $172M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

FNY Investment Advisers deployed $52.4M of net new capital in Q3 2020, opening 272 new positions and adding to 92 existing holdings. Its largest new stake was QVC Group Inc 8.0% Preferred Stock: 90,000 shares worth $8.87M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alibaba, an estimated $6.92M trimmed.

  • FNY Investment Advisers's largest Q3 2020 buy was QVC Group Inc 8.0% Preferred Stock: 90,000 shares worth $8.87M.
  • FNY Investment Advisers added most to Just Eat Takeaway.com N.V. American Depositary Shares in Q3 2020, an estimated $25.7M increase.
  • FNY Investment Advisers's biggest Q3 2020 reduction was Alibaba, cutting an estimated $6.92M.
  • FNY Investment Advisers fully exited People Inc in Q3 2020, selling an estimated $26M.
  • FNY Investment Advisers's ten largest holdings make up 34% of its $237M portfolio in Q3 2020.
  • FNY Investment Advisers opened 272 new positions and closed 211 in Q3 2020.
  • FNY Investment Advisers's portfolio value rose 38% quarter-over-quarter to $237M.

Based on FNY Investment Advisers's 13F filing for Q3 2020, filed 9 Oct 2020.