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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOV icon
626
Clover Health Investments
CLOV
$2.38B
$1K ﹤0.01%
200
-1,061
-84% -$9.08K
CUK
627
DELISTED
Carnival PLC
CUK
$1K ﹤0.01%
+50
New +$1.06K
HIPO icon
628
PUT
Hippo Holdings
HIPO
$869M
$1K ﹤0.01%
+10
New +$1.75K
HYMC icon
629
Hycroft Mining Holding Corp
HYMC
$2.48B
$1K ﹤0.01%
110
– –
IBRX icon
630
CALL
ImmunityBio
IBRX
$8.11B
$1K ﹤0.01%
150
+50
+50% +$550
BRSL
631
CALL
Brightstar Lottery PLC
BRSL
$2.15B
$1K ﹤0.01%
+65
New +$1.38K
IONQ icon
632
CALL
IonQ
IONQ
$18.2B
$1K ﹤0.01%
+158
New +$1.6K
MATW icon
633
Matthews International
MATW
$722M
$1K ﹤0.01%
30
– –
NG icon
634
NovaGold Resources
NG
$3.4B
$1K ﹤0.01%
230
-170
-43% -$1.26K
OTLY
635
Oatly Group
OTLY
$441M
$1K ﹤0.01%
5
– –
SES icon
636
SES AI
SES
$227M
$1K ﹤0.01%
+200
New +$1.99K
SPCB icon
637
SuperCom
SPCB
$70.3M
$1K ﹤0.01%
7
– –
UWMC icon
638
UWM Holdings
UWMC
$2.61B
$1K ﹤0.01%
180
– –
VFF icon
639
CALL
Village Farms International
VFF
$302M
$1K ﹤0.01%
+120
New +$1.12K
VKTX icon
640
Viking Therapeutics
VKTX
$3.84B
$1K ﹤0.01%
180
– –
VST icon
641
CALL
Vistra
VST
$49.1B
$1K ﹤0.01%
+100
New +$1.85K
XOS icon
642
CALL
Xos
XOS
$35.4M
$1K ﹤0.01%
+13
New +$3.28K
HGAS
643
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$1K ﹤0.01%
200
– –
NM
644
DELISTED
Navios Maritime Holdings Inc.
NM
$1K ﹤0.01%
+400
New +$2K
ADERU
645
DELISTED
26 Capital Acquisition Corp Unit
ADERU
$1K ﹤0.01%
100
– –
HZON
646
DELISTED
Horizon Acquisition Corporation II
HZON
$1K ﹤0.01%
115
– –
PEAR
647
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$1K ﹤0.01%
200
– –
FTCV
648
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$1K ﹤0.01%
130
+90
+225% +$950
QNGY
649
DELISTED
Quanergy Systems, Inc.
QNGY
$1K ﹤0.01%
10
– –
IPOF.U
650
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
$1K ﹤0.01%
100
– –
24 25
26
27 28

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ACP
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CC
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SL
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BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.