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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+21.92%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$65M
Cap. Flow
+$52.4M
Cap. Flow %
22.14%
Top 10 Hldgs %
33.63%
Holding
717
New
272
Increased
92
Reduced
86
Closed
211

Top Buys

Rank Stock Value
1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$25.7M
2
QVCGP
QVC Group Inc 8.0% Preferred Stock
QVCGP
+$8.67M
3
CLSK icon
CleanSpark
CLSK
+$4.53M
4
CELU icon
Celularity
CELU
+$3.64M
5
EQNR icon
Equinor
EQNR
+$3.44M

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$26M
2
BABA icon
Alibaba
BABA
+$6.92M
3
ABB
ABB Ltd
ABB
+$4.34M
4
FSR
Fisker Inc.
FSR
+$2.98M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
+$2.79M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 18.68%
2 Industrials 17.16%
3 Healthcare 14.32%
4 Technology 11.85%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OFED
626
DELISTED
Oconee Federal Financial Corp.
OFED
– –
-305
Closed -$7K
ISEE
627
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-1,500
Closed -$7K
HEXO
628
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-196
Closed -$8K
MGI
629
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
200
– –
RIDE
630
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-3,513
Closed -$542K
FCRD
631
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-5,000
Closed -$16K
SRNE
632
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-300
Closed -$1K
VLDR
633
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-8,238
Closed -$114K
ASAP
634
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-75
Closed -$3K
CLVS
635
DELISTED
Clovis Oncology, Inc.
CLVS
$0 ﹤0.01%
100
-1,200
-92% -$7.18K
ZEN
636
DELISTED
ZENDESK INC
ZEN
– –
-325
Closed -$28K
CYBE
637
DELISTED
Cyberoptics Corp
CYBE
– –
-2,400
Closed -$77K
CDR
638
DELISTED
Cedar Realty Trust, Inc
CDR
$0 ﹤0.01%
45
– –
PLAN
639
DELISTED
Anaplan, Inc.
PLAN
– –
-22,500
Closed -$1.02M
TSCAP
640
DELISTED
TriState Capital Holdings, Inc. Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd Stock
TSCAP
– –
-342
Closed -$7K
XLNX
641
DELISTED
Xilinx Inc
XLNX
– –
-4,000
Closed -$393K
INOV
642
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-33,500
Closed -$645K
AMTBB
643
DELISTED
Amerant Bancorp Inc. Class B Common Stock
AMTBB
– –
-11,175
Closed -$117K
XOG
644
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-91,000
Closed -$11K
BWL.A
645
DELISTED
Bowl America Incorporated
BWL.A
– –
-2,771
Closed -$26K
ANDAR
646
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$0 ﹤0.01%
+2,500
New +$946
RILYZ
647
DELISTED
B. Riley Financial, Inc. 7.50% Senior Notes Due 2027
RILYZ
– –
-1,715
Closed -$39K
GSUM
648
DELISTED
Gridsum Holding Inc.
GSUM
– –
-80,103
Closed -$57K
PCPL.U
649
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$0 ﹤0.01%
+20
New +$215
ACAMU
650
DELISTED
Acamar Partners Acquisition Corp Units
ACAMU
$0 ﹤0.01%
+2
New +$21
24 25
26
27 28

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FNY Investment Advisers's Q3 2020 Portfolio in Review

As of Q3 2020, FNY Investment Advisers held 717 positions worth $237M, up 38% from $172M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

FNY Investment Advisers deployed $52.4M of net new capital in Q3 2020, opening 272 new positions and adding to 92 existing holdings. Its largest new stake was QVC Group Inc 8.0% Preferred Stock: 90,000 shares worth $8.87M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alibaba, an estimated $6.92M trimmed.

  • FNY Investment Advisers's largest Q3 2020 buy was QVC Group Inc 8.0% Preferred Stock: 90,000 shares worth $8.87M.
  • FNY Investment Advisers added most to Just Eat Takeaway.com N.V. American Depositary Shares in Q3 2020, an estimated $25.7M increase.
  • FNY Investment Advisers's biggest Q3 2020 reduction was Alibaba, cutting an estimated $6.92M.
  • FNY Investment Advisers fully exited People Inc in Q3 2020, selling an estimated $26M.
  • FNY Investment Advisers's ten largest holdings make up 34% of its $237M portfolio in Q3 2020.
  • FNY Investment Advisers opened 272 new positions and closed 211 in Q3 2020.
  • FNY Investment Advisers's portfolio value rose 38% quarter-over-quarter to $237M.

Based on FNY Investment Advisers's 13F filing for Q3 2020, filed 9 Oct 2020.