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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
626
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-6,334
Closed -$66K
JPI
627
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-9,739
Closed -$251K
JPM icon
628
JPMorgan Chase
JPM
$971B
$0 ﹤0.01%
+1
New +$121
JRI icon
629
Nuveen Real Asset Income & Growth Fund
JRI
$349M
– –
-9,107
Closed -$167K
OPLN
630
Openlane
OPLN
$4.34B
– –
-21,500
Closed -$420K
KB icon
631
KB Financial Group
KB
$41.4B
– –
-99
Closed -$4K
KGC icon
632
Kinross Gold
KGC
$32.6B
– –
-30,000
Closed -$142K
KHC icon
633
CALL
Kraft Heinz
KHC
$29.1B
– –
-100
Closed -$3K
KHC icon
634
Kraft Heinz
KHC
$29.1B
– –
-37,572
Closed -$1.21M
KIO
635
KKR Income Opportunities Fund
KIO
$458M
– –
-12,986
Closed -$204K
KLXE icon
636
KLX Energy Services
KLXE
$34.6M
– –
-10,000
Closed -$322K
KNSL icon
637
Kinsale Capital Group
KNSL
$8.51B
– –
-125
Closed -$12K
KOF icon
638
Coca-Cola Femsa
KOF
$23.1B
– –
-211
Closed -$12K
KSS icon
639
Kohl's
KSS
$2.19B
– –
-630
Closed -$23.6K
KYN icon
640
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
– –
-6,902
Closed -$96K
LBTYK icon
641
Liberty Global Class C
LBTYK
$3.46B
– –
-100
Closed -$2K
LDP icon
642
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
– –
-2,000
Closed -$52K
LGI
643
Lazard Global Total Return & Income Fund
LGI
$242M
– –
-6,139
Closed -$101K
LMT icon
644
Lockheed Martin
LMT
$140B
– –
-50
Closed -$19K
LNTH icon
645
Lantheus
LNTH
$6.57B
– –
-2,500
Closed -$51K
LOMA
646
Loma Negra
LOMA
$1.13B
– –
-12
Closed –
LOVE
647
CALL
LoveSac
LOVE
$253M
– –
-246
Closed -$3K
LPL icon
648
LG Display
LPL
$3.46B
– –
-198
Closed -$1K
LVO icon
649
LiveOne
LVO
$55.5M
– –
-4,710
Closed -$72K
LW icon
650
Lamb Weston
LW
$7.3B
– –
-50
Closed -$4K
24 25
26
27 28

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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.