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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNP
626
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$5K ﹤0.01%
99
– –
MGP
627
CALL
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$5K ﹤0.01%
+180
New +$5.41K
COF.PRG
628
DELISTED
Capital One Financial Corporation
COF.PRG
$5K ﹤0.01%
+200
New +$5.14K
GRAF.U
629
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$5K ﹤0.01%
500
-100
-17% -$1.04K
JSD
630
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$5K ﹤0.01%
344
+20
+6% +$304
JRO
631
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5K ﹤0.01%
602
+35
+6% +$337
JTA
632
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$5K ﹤0.01%
516
+30
+6% +$337
ADBE icon
633
CALL
Adobe
ADBE
$105B
$4K ﹤0.01%
+16
New +$4.67K
CC icon
634
Chemours
CC
$2.23B
$4K ﹤0.01%
+300
New +$4.88K
CRIS icon
635
Curis
CRIS
$4.83M
$4K ﹤0.01%
5
– –
DT icon
636
Dynatrace
DT
$14.4B
$4K ﹤0.01%
+250
New +$5.67K
ERII icon
637
Energy Recovery
ERII
$394M
$4K ﹤0.01%
+500
New +$5.04K
FRO icon
638
CALL
Frontline
FRO
$8.49B
$4K ﹤0.01%
+470
New +$3.79K
HRL icon
639
CALL
Hormel Foods
HRL
$13.4B
$4K ﹤0.01%
+100
New +$4.2K
NVNO
640
enVVeno Medical
NVNO
$7.6M
$4K ﹤0.01%
6
– –
PMX
641
DELISTED
PIMCO Municipal Income Fund III
PMX
$4K ﹤0.01%
344
-10,010
-97% -$125K
SLV icon
642
iShares Silver Trust
SLV
$31.5B
$4K ﹤0.01%
300
+200
+200% +$3.18K
XOM icon
643
ExxonMobil
XOM
$657B
$4K ﹤0.01%
60
-2,985
-98% -$216K
TEN.PRE
644
Tsakos Energy Navigation Ltd Series E Preferred Shares
TEN.PRE
$124M
$4K ﹤0.01%
200
– –
TELL
645
CALL
DELISTED
Tellurian Inc.
TELL
$4K ﹤0.01%
+550
New +$3.94K
STSA
646
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
$4K ﹤0.01%
+300
New +$4.65K
SRNE
647
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$4K ﹤0.01%
+2,000
New +$4.66K
WORK
648
DELISTED
Slack Technologies, Inc.
WORK
$4K ﹤0.01%
200
-97
-33% -$2.94K
JPT.CL
649
DELISTED
J.P. MORG CHASE CAP IX 7.50%-I
JPT.CL
$4K ﹤0.01%
172
+10
+6% +$233
LVOXU
650
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$4K ﹤0.01%
400
– –
24 25
26
27 28

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ACP
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KWM
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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.