We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNW icon
601
Genworth Financial
GNW
$3.77B
$3K ﹤0.01%
800
– –
IVV icon
602
iShares Core S&P 500 ETF
IVV
$910B
$3K ﹤0.01%
7
-21
-75% -$9.31K
LVS icon
603
Las Vegas Sands
LVS
$29.6B
$3K ﹤0.01%
+100
New +$4.29K
RSF
604
RiverNorth Capital and Income Fund
RSF
$59M
$3K ﹤0.01%
208
-2,342
-92% -$44.8K
TLRY icon
605
CALL
Tilray
TLRY
$640M
$3K ﹤0.01%
33
+21
+175% +$2.88K
TSLA icon
606
CALL
Tesla
TSLA
$1.34T
$3K ﹤0.01%
+15
New +$3.53K
GLS
607
DELISTED
Gelesis Holdings, Inc.
GLS
$3K ﹤0.01%
400
– –
DISCK
608
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3K ﹤0.01%
140
-280
-67% -$7.48K
VNE
609
DELISTED
Veoneer, Inc.
VNE
$3K ﹤0.01%
+100
New +$3.18K
GIGGU
610
DELISTED
GigCapital4, Inc. Unit
GIGGU
$3K ﹤0.01%
300
– –
CGC
611
CALL
Canopy Growth
CGC
$426M
$2K ﹤0.01%
21
+11
+110% +$1.97K
DDD icon
612
CALL
3D Systems Corp
DDD
$601M
$2K ﹤0.01%
+100
New +$2.96K
FCEL icon
613
FuelCell Energy
FCEL
$1.63B
$2K ﹤0.01%
10
– –
HPE icon
614
CALL
Hewlett Packard
HPE
$79.2B
$2K ﹤0.01%
+200
New +$2.89K
MA icon
615
Mastercard
MA
$497B
$2K ﹤0.01%
8
– –
MQ icon
616
Marqeta
MQ
$1.71B
$2K ﹤0.01%
25
-188
-88% -$20.1K
PBR icon
617
Petrobras
PBR
$115B
$2K ﹤0.01%
200
– –
SDS icon
618
ProShares UltraShort S&P500
SDS
$365M
$2K ﹤0.01%
12
– –
BRLIR
619
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$2K ﹤0.01%
7,873
-1,015
-11% -$382
FVT
620
DELISTED
Fortress Value Acquisition Corp. III
FVT
$2K ﹤0.01%
300
+100
+50% +$977
IPOD
621
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$2K ﹤0.01%
200
– –
CHNG
622
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$2K ﹤0.01%
130
– –
PRPB
623
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$2K ﹤0.01%
275
-45,000
-99% -$441K
TPGS
624
DELISTED
TPG Pace Solutions Corp.
TPGS
$2K ﹤0.01%
+240
New +$2.4K
TKO
625
DELISTED
TELKONET INC
TKO
$2K ﹤0.01%
77,000
– –
23 24
25
26 27

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.