FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+26.07%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$364M
AUM Growth
+$128M
Cap. Flow
+$97.4M
Cap. Flow %
26.74%
Top 10 Hldgs %
29.88%
Holding
1,002
New
496
Increased
101
Reduced
100
Closed
222

Top Buys

1
KNSL icon
Kinsale Capital Group
KNSL
$16.8M
2
XLNX
Xilinx Inc
XLNX
$13.6M
3
BABA icon
Alibaba
BABA
$11.7M
4
RYAAY icon
Ryanair
RYAAY
$9.57M
5
BP icon
BP
BP
$8.91M

Top Sells

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$19.9M
2
QVCGP
QVC Group, Inc. 8.0% Fixed Rate Cumulative Redeemable Preferred Stock
QVCGP
$6.93M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$5.88M
4
LAZR icon
Luminar Technologies
LAZR
$4.88M
5
LYG icon
Lloyds Banking Group
LYG
$4.7M

Sector Composition

1 Financials 14.96%
2 Healthcare 13.96%
3 Consumer Discretionary 12.94%
4 Industrials 11.72%
5 Energy 10.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTNW
601
DELISTED
FTE Networks, Inc.
FTNW
$5K ﹤0.01%
4,000
– –
BHC icon
602
Bausch Health
BHC
$2.72B
$4K ﹤0.01%
+200
New +$4K
BBBY
603
Bed Bath & Beyond, Inc.
BBBY
$567M
$4K ﹤0.01%
+101
New +$4K
DOCU icon
604
DocuSign
DOCU
$16.1B
$4K ﹤0.01%
20
-780
-98% -$156K
GBTC icon
605
Grayscale Bitcoin Trust
GBTC
$44.8B
$4K ﹤0.01%
138
-11,707
-99% -$339K
PCG icon
606
PG&E
PCG
$33.2B
$4K ﹤0.01%
+400
New +$4K
ZM icon
607
Zoom
ZM
$25B
$4K ﹤0.01%
+12
New +$4K
MCOM
608
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
0
– -$6K
PIAI
609
DELISTED
Prime Impact Acquisition I
PIAI
$4K ﹤0.01%
+482
New +$4K
SNPR.U
610
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$4K ﹤0.01%
410
+210
+105% +$2.05K
LK
611
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$4K ﹤0.01%
500
+100
+25% +$800
BSX icon
612
Boston Scientific
BSX
$159B
$3K ﹤0.01%
+101
New +$3K
MELI icon
613
Mercado Libre
MELI
$123B
$3K ﹤0.01%
2
-17
-89% -$25.5K
MMU
614
Western Asset Managed Municipals Fund
MMU
$551M
$3K ﹤0.01%
+300
New +$3K
WIA
615
Western Asset Inflation-Linked Income Fund
WIA
$196M
$3K ﹤0.01%
+237
New +$3K
BREZ
616
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$3K ﹤0.01%
+300
New +$3K
HZON
617
DELISTED
Horizon Acquisition Corporation II
HZON
$3K ﹤0.01%
+300
New +$3K
SFT
618
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$3K ﹤0.01%
40
-13,875
-100% -$1.04M
WPF
619
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$3K ﹤0.01%
300
-10,000
-97% -$100K
ACTCU
620
DELISTED
ArcLight Clean Transition Corp. Unit
ACTCU
$3K ﹤0.01%
300
+100
+50% +$1K
VSPRU
621
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$3K ﹤0.01%
300
+100
+50% +$1K
GHIVU
622
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$3K ﹤0.01%
260
+60
+30% +$692
BTBT icon
623
Bit Digital
BTBT
$807M
$2K ﹤0.01%
+100
New +$2K
CDR.PRC
624
Cedar Realty Trust, Inc. 6.50% Series C Cumulative Redeemable Preferred Stock
CDR.PRC
$80.1M
$2K ﹤0.01%
100
-100
-50% -$2K
FOXA icon
625
Fox Class A
FOXA
$27.4B
$2K ﹤0.01%
100
-200
-67% -$4K
23 24
25
26 27