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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+21.92%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$65M
Cap. Flow
+$52.4M
Cap. Flow %
22.14%
Top 10 Hldgs %
33.63%
Holding
717
New
272
Increased
92
Reduced
86
Closed
211

Top Buys

Rank Stock Value
1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$25.7M
2
QVCGP
QVC Group Inc 8.0% Preferred Stock
QVCGP
+$8.67M
3
CLSK icon
CleanSpark
CLSK
+$4.53M
4
CELU icon
Celularity
CELU
+$3.64M
5
EQNR icon
Equinor
EQNR
+$3.44M

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$26M
2
BABA icon
Alibaba
BABA
+$6.92M
3
ABB
ABB Ltd
ABB
+$4.34M
4
FSR
Fisker Inc.
FSR
+$2.98M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
+$2.79M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 18.68%
2 Industrials 17.16%
3 Healthcare 14.32%
4 Technology 11.85%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPP icon
601
WPP
WPP
$5.8B
– –
-10,000
Closed -$391K
WSC icon
602
CALL
WillScot Mobile Mini Holdings
WSC
$4B
– –
-250
Closed -$3K
WSC icon
603
WillScot Mobile Mini Holdings
WSC
$4B
– –
-60,835
Closed -$747K
WW
604
DELISTED
WW International
WW
– –
-50
Closed -$1K
YUMC icon
605
Yum China
YUMC
$16.4B
– –
-10,988
Closed -$528K
ZM icon
606
PUT
Zoom
ZM
$30.8B
– –
-25
Closed -$6K
LFWD icon
607
ReWalk Robotics
LFWD
$21.8M
$0 ﹤0.01%
1
– –
TRAW icon
608
Traws Pharma
TRAW
$8.12M
– –
-267
Closed -$56K
UCB.PRI
609
DELISTED
United Community Banks, Inc. Depositary Shares, each representing 1/1000th interest in a share of Series I Non-Cumulative Preferred Stock
UCB.PRI
– –
-800
Closed -$19K
RNTX
610
Rein Therapeutics
RNTX
$68.9M
– –
-125
Closed -$2K
BLNE
611
Beeline Holdings
BLNE
$35.8M
– –
-332
Closed -$96K
RILYM
612
DELISTED
B. Riley Financial, Inc. 6.375% Senior Notes due 2025
RILYM
– –
-2,500
Closed -$52K
NKLA
613
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-3
Closed -$5K
NKLA
614
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-5
Closed -$10K
NARI
615
DELISTED
Inari Medical, Inc. Common Stock
NARI
– –
-2,500
Closed -$121K
CALT
616
DELISTED
Calliditas Therapeutics AB American Depositary Shares
CALT
– –
-625
Closed -$14K
CSSE
617
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
– –
-1,395
Closed -$9K
TAST
618
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-67,136
Closed -$324K
MOTS
619
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$0 ﹤0.01%
1
– –
SOLO
620
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$0 ﹤0.01%
+300
New +$912
CETXP
621
DELISTED
Cemtrex Inc. Series 1 Preferred Stock
CETXP
– –
-29,597
Closed -$44K
LTHM
622
DELISTED
Livent Corporation
LTHM
$0 ﹤0.01%
97
-59,903
-100% -$451K
DMS
623
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-640
Closed -$99K
CLVR
624
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-792
Closed -$242K
IRNT
625
DELISTED
IronNet, Inc.
IRNT
$0 ﹤0.01%
+10
New +$101
23 24
25
26 27

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FNY Investment Advisers's Q3 2020 Portfolio in Review

As of Q3 2020, FNY Investment Advisers held 717 positions worth $237M, up 38% from $172M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

FNY Investment Advisers deployed $52.4M of net new capital in Q3 2020, opening 272 new positions and adding to 92 existing holdings. Its largest new stake was QVC Group Inc 8.0% Preferred Stock: 90,000 shares worth $8.87M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alibaba, an estimated $6.92M trimmed.

  • FNY Investment Advisers's largest Q3 2020 buy was QVC Group Inc 8.0% Preferred Stock: 90,000 shares worth $8.87M.
  • FNY Investment Advisers added most to Just Eat Takeaway.com N.V. American Depositary Shares in Q3 2020, an estimated $25.7M increase.
  • FNY Investment Advisers's biggest Q3 2020 reduction was Alibaba, cutting an estimated $6.92M.
  • FNY Investment Advisers fully exited People Inc in Q3 2020, selling an estimated $26M.
  • FNY Investment Advisers's ten largest holdings make up 34% of its $237M portfolio in Q3 2020.
  • FNY Investment Advisers opened 272 new positions and closed 211 in Q3 2020.
  • FNY Investment Advisers's portfolio value rose 38% quarter-over-quarter to $237M.

Based on FNY Investment Advisers's 13F filing for Q3 2020, filed 9 Oct 2020.