FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$171M
Cap. Flow
+$23.3M
Cap. Flow %
13.67%
Top 10 Hldgs %
38.23%
Holding
697
New
223
Increased
63
Reduced
64
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
RTX icon
RTX Corp
RTX
$4.09M
4
SSL icon
Sasol
SSL
$4.04M
5
ASML icon
ASML
ASML
$3.91M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ETP.PRD
601
DELISTED
Energy Transfer Operating, L.P. 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetu
ETP.PRD
– –
-500
Closed -$6K
QEP
602
DELISTED
QEP RESOURCES, INC.
QEP
– –
0
– –
BAF
603
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-186
Closed -$2K
DUC
604
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-12,681
Closed -$106K
RTN
605
DELISTED
Raytheon Company
RTN
– –
0
– –
RARX
606
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
– –
0
– –
S
607
DELISTED
Sprint Corporation
S
– –
0
– –
PKD
608
DELISTED
Parker Drilling Company
PKD
– –
-99
Closed –
MDR
609
DELISTED
McDermott International
MDR
– –
-600,000
Closed -$34K
FWP
610
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
– –
-1,118
Closed -$6K
AMR
611
DELISTED
Alta Mesa Resources, Inc. Class A Common Stock
AMR
– –
-2,500
Closed –
LILAK icon
612
Liberty Latin America Class C
LILAK
$1.61B
– –
-16,992
Closed -$164K
LIN icon
613
Linde
LIN
$221B
– –
-1,250
Closed -$216K
LITE icon
614
Lumentum
LITE
$9.37B
$0 ﹤0.01%
+1
New –
LQD icon
615
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
– –
-8,350
Closed -$1.03M
LULU icon
616
lululemon athletica
LULU
$23.8B
– –
0
– –
LUV icon
617
Southwest Airlines
LUV
$17B
$0 ﹤0.01%
+1
New –
M icon
618
Macy's
M
$4.42B
– –
-43,000
Closed -$211K
MA icon
619
Mastercard
MA
$536B
– –
-12
Closed -$2K
MAA icon
620
Mid-America Apartment Communities
MAA
$16.8B
– –
-10,000
Closed -$1.03M
MAN icon
621
ManpowerGroup
MAN
$1.89B
– –
-30
Closed -$1K
NRK icon
622
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
– –
-16,660
Closed -$208K
NUV icon
623
Nuveen Municipal Value Fund
NUV
$1.81B
– –
-10,500
Closed -$102K
NVG icon
624
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
– –
-20,661
Closed -$303K
NWG icon
625
NatWest
NWG
$55.9B
– –
-20,150
Closed -$59K
23 24
25
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