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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBN icon
601
ICICI Bank
IBN
$107B
$0 ﹤0.01%
+50
New +$662
ICAD
602
DELISTED
iCAD Inc
ICAD
– –
-2,500
Closed -$19K
IDE
603
Voya Infrastructure, Industrials and Materials Fund
IDE
$202M
– –
-7,840
Closed -$90K
IFN
604
Aberdeen India Fund
IFN
$509M
– –
-3,205
Closed -$64K
IGD
605
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
– –
-9,800
Closed -$60K
IGI
606
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.5M
– –
-2,057
Closed -$47K
IIF
607
Morgan Stanley India Investment Fund
IIF
$220M
– –
-4,352
Closed -$86K
INDO icon
608
Indonesia Energy Corp
INDO
$45.1M
– –
-3,100
Closed -$22K
INTC icon
609
PUT
Intel
INTC
$509B
– –
-70
Closed -$4K
IP icon
610
International Paper
IP
$21.8B
$0 ﹤0.01%
+32
New +$1.19K
IPHA
611
Innate Pharma
IPHA
$232M
– –
-1,795
Closed -$11K
IQ icon
612
iQIYI
IQ
$1.28B
– –
-1,000
Closed -$21K
ISD
613
PGIM High Yield Bond Fund
ISD
$419M
– –
-14,834
Closed -$228K
IWM icon
614
PUT
iShares Russell 2000 ETF
IWM
$82.2B
– –
-90
Closed -$14K
JBLU icon
615
JetBlue
JBLU
$2.18B
– –
-3,700
Closed -$69K
JD icon
616
JD.com
JD
$42.7B
– –
-125
Closed -$5K
JDST icon
617
Direxion Daily Junior Gold Miners Index Bear 2X ETF
JDST
$19.4M
– –
-1
Closed -$25K
JELD icon
618
JELD-WEN Holding
JELD
$164M
– –
-17,500
Closed -$409K
JFR icon
619
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-21,890
Closed -$224K
JGH icon
620
Nuveen Global High Income Fund
JGH
$357M
– –
-13,024
Closed -$213K
JHG
621
DELISTED
Janus Henderson
JHG
– –
-12,000
Closed -$293K
JHI
622
John Hancock Investors Trust
JHI
$118M
– –
-4,875
Closed -$86K
JHS
623
John Hancock Income Securities Trust
JHS
$127M
– –
-3,352
Closed -$49K
JLS icon
624
Nuveen Mortgage and Income Fund
JLS
$95M
– –
-5,482
Closed -$120K
JOF
625
Japan Smaller Capitalization Fund
JOF
$354M
– –
-1,500
Closed -$13K
23 24
25
26 27

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CC
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BCH
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RFA
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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.