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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
601
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.53B
$6K ﹤0.01%
+171
New +$6.64K
HCAT icon
602
Health Catalyst
HCAT
$132M
$6K ﹤0.01%
+200
New +$7.87K
HIO
603
Western Asset High Income Opportunity Fund
HIO
$340M
$6K ﹤0.01%
1,300
+759
+140% +$3.84K
NQP
604
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$6K ﹤0.01%
430
+25
+6% +$350
NXJ
605
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$6K ﹤0.01%
430
+25
+6% +$362
OC icon
606
Owens Corning
OC
$12.6B
$6K ﹤0.01%
+100
New +$5.72K
PMO
607
Franklin Municipal Opportunities Trust
PMO
$285M
$6K ﹤0.01%
516
+30
+6% +$394
QCOM icon
608
Qualcomm
QCOM
$171B
$6K ﹤0.01%
83
-7,968
-99% -$600K
SYBT icon
609
Stock Yards Bancorp
SYBT
$2.6B
$6K ﹤0.01%
172
+10
+6% +$365
UBER icon
610
CALL
Uber
UBER
$160B
$6K ﹤0.01%
+204
New +$7.68K
UVSP icon
611
Univest Financial
UVSP
$1.18B
$6K ﹤0.01%
258
+15
+6% +$388
XLU icon
612
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$6K ﹤0.01%
+200
New +$6.17K
MCA
613
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$6K ﹤0.01%
430
+25
+6% +$358
SMMCU
614
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$6K ﹤0.01%
618
-490
-44% -$4.96K
EAT icon
615
Brinker International
EAT
$9.49B
$5K ﹤0.01%
135
+27
+25% +$1.08K
GILD icon
616
Gilead Sciences
GILD
$168B
$5K ﹤0.01%
86
-983
-92% -$64.3K
IGV icon
617
PUT
iShares Expanded Tech-Software Sector ETF
IGV
$14.9B
$5K ﹤0.01%
+125
New +$5.47K
INMD icon
618
InMode
INMD
$870M
$5K ﹤0.01%
+500
New +$5.7K
MGM icon
619
CALL
MGM Resorts International
MGM
$11.1B
$5K ﹤0.01%
+200
New +$5.74K
MUA icon
620
BlackRock MuniAssets Fund
MUA
$518M
$5K ﹤0.01%
344
+20
+6% +$307
NWL icon
621
Newell Brands
NWL
$2.62B
$5K ﹤0.01%
300
-14,700
-98% -$237K
PPT
622
Franklin Premier Income Trust
PPT
$332M
$5K ﹤0.01%
1,032
+60
+6% +$316
SHOP icon
623
PUT
Shopify
SHOP
$196B
$5K ﹤0.01%
170
-130
-43% -$4.45K
UA icon
624
Under Armour Class C
UA
$2.23B
$5K ﹤0.01%
300
-34,511
-99% -$680K
WTRG icon
625
Essential Utilities
WTRG
$11.4B
$5K ﹤0.01%
126
– –
23 24
25
26 27

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CC
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BCH
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.