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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PML
601
PIMCO Municipal Income Fund II
PML
$495M
$5K ﹤0.01%
405
– –
TOVX icon
602
Theriva Biologics
TOVX
$10.9M
$5K ﹤0.01%
9
– –
UEIC icon
603
Universal Electronics
UEIC
$68.5M
$5K ﹤0.01%
+152
New +$5.95K
WDC icon
604
CALL
Western Digital
WDC
$167B
$5K ﹤0.01%
+132
New +$6.69K
WYNN icon
605
Wynn Resorts
WYNN
$10.5B
$5K ﹤0.01%
+46
New +$6.83K
SGI
606
CALL
Somnigroup International
SGI
$14B
$5K ﹤0.01%
+400
New +$5.34K
SPWR
607
DELISTED
SunPower Corporation Common Stock
SPWR
$5K ﹤0.01%
+1,069
New +$5.06K
BRMK
608
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$5K ﹤0.01%
+600
New +$5.88K
TTPH
609
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$5K ﹤0.01%
+95
New +$6.07K
NXTM
610
CALL
DELISTED
NxStage Medical Inc.
NXTM
$5K ﹤0.01%
190
-130
-41% -$3.66K
CYHHZ
611
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$5K ﹤0.01%
880,000
+580,000
+193% +$13.9K
CYTR
612
DELISTED
CytRx Corp
CYTR
$5K ﹤0.01%
4,949
– –
LPNT
613
PUT
DELISTED
LifePoint Health, Inc.
LPNT
$5K ﹤0.01%
+86
New +$5.24K
AMD icon
614
PUT
Advanced Micro Devices
AMD
$798B
$4K ﹤0.01%
+135
New +$3.05K
BGH
615
Barings Global Short Duration High Yield Fund
BGH
$286M
$4K ﹤0.01%
225
– –
CAT icon
616
CALL
Caterpillar
CAT
$393B
$4K ﹤0.01%
30
-74
-71% -$10.5K
CLX icon
617
PUT
Clorox
CLX
$12.9B
$4K ﹤0.01%
30
– –
EMD
618
Western Asset Emerging Markets Debt Fund
EMD
$610M
$4K ﹤0.01%
360
– –
LADR
619
Ladder Capital
LADR
$1.27B
$4K ﹤0.01%
270
– –
NAC icon
620
Nuveen California Quality Municipal Income Fund
NAC
$1.87B
$4K ﹤0.01%
360
– –
NDLS icon
621
Noodles & Co
NDLS
$100M
$4K ﹤0.01%
45
– –
PAM icon
622
Pampa Energía
PAM
$4.22B
$4K ﹤0.01%
+150
New +$5.2K
PZZA icon
623
CALL
Papa John's
PZZA
$818M
$4K ﹤0.01%
80
+55
+220% +$2.54K
TCOM icon
624
PUT
Trip.com Group
TCOM
$28.4B
$4K ﹤0.01%
+130
New +$5.28K
WDAY icon
625
Workday
WDAY
$51.3B
$4K ﹤0.01%
+31
New +$4.31K
23 24
25
26 27

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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.