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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$71.6M
AUM Growth
-$72.7M
Cap. Flow
-$111M
Cap. Flow %
-155.21%
Top 10 Hldgs %
33.28%
Holding
946
New
238
Increased
94
Reduced
99
Closed
377

Top Buys

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$2.77M
2
AMZN icon
Amazon
AMZN
+$2.03M
3
CMBT
CMB.TECH NV
CMBT
+$1.94M
4
VIVO
Meridian Bioscience Inc
VIVO
+$1.64M
5
LI icon
Li Auto
LI
+$1.4M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$40M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$20.2M
3
AVLR
Avalara, Inc.
AVLR
+$7.35M
4
HLN icon
Haleon
HLN
+$5.98M
5
ABB
ABB Ltd
ABB
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 18.84%
2 Consumer Discretionary 14.54%
3 Financials 13.96%
4 Industrials 12.93%
5 Communication Services 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUMA icon
576
Humacyte
HUMA
$179M
$0 ﹤0.01%
400
– –
HWBK icon
577
Hawthorn Bancshares
HWBK
$276M
$0 ﹤0.01%
31
– –
HYI
578
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-500
Closed -$5K
HYMC icon
579
Hycroft Mining Holding Corp
HYMC
$2.56B
$0 ﹤0.01%
60
-7,470
-99% -$47.7K
IEF icon
580
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-2,942
Closed -$282K
IGI
581
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.5M
– –
-200
Closed -$3K
ILMN icon
582
Illumina
ILMN
$29.1B
– –
-270
Closed -$50K
INCY icon
583
CALL
Incyte
INCY
$24.5B
– –
-250
Closed -$16K
INMB icon
584
INmune Bio
INMB
$56.6M
$0 ﹤0.01%
100
-150
-60% -$1.06K
IP icon
585
International Paper
IP
$21.8B
– –
-50
Closed -$1K
ITT icon
586
ITT
ITT
$19.4B
– –
-500
Closed -$32K
IVR.PRC icon
587
Invesco Mortgage Capital Inc 7.5% Series C Preferred Stock
IVR.PRC
$170M
– –
-100
Closed -$1K
IXHL icon
588
Incannex Healthcare
IXHL
$37.9M
– –
-145
Closed -$69K
JCE icon
589
Nuveen Core Equity Alpha Fund
JCE
$293M
– –
-2,000
Closed -$24K
JFR icon
590
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-200
Closed -$1K
JGH icon
591
Nuveen Global High Income Fund
JGH
$357M
– –
-500
Closed -$5K
JLS icon
592
Nuveen Mortgage and Income Fund
JLS
$95M
– –
-100
Closed -$1K
JMIA
593
Jumia Technologies
JMIA
$793M
– –
-60,000
Closed -$348K
JMM icon
594
Nuveen Multi-Market Income Fund
JMM
$55M
– –
-50
Closed –
JPC icon
595
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-2,000
Closed -$13K
JPI
596
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-600
Closed -$11K
JQC icon
597
Nuveen Credit Strategies Income Fund
JQC
$717M
– –
-1,000
Closed -$5K
JRI icon
598
Nuveen Real Asset Income & Growth Fund
JRI
$349M
– –
-700
Closed -$7K
JRS icon
599
Nuveen Real Estate Income Fund
JRS
$243M
– –
-2,400
Closed -$18K
KGC icon
600
Kinross Gold
KGC
$32.6B
$0 ﹤0.01%
200
-2,054
-91% -$8.12K
22 23
24
25 26

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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2022 Portfolio in Review

As of Q4 2022, FNY Investment Advisers held 946 positions worth $71.6M, down 50% from $144M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

FNY Investment Advisers withdrew a net $111M in Q4 2022, closing 377 positions and reducing 99 holdings. Its most notable exit was Change Healthcare Inc. Common Stock, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, FNY Investment Advisers opened a new position in Amazon worth $1.73M.

  • FNY Investment Advisers's largest Q4 2022 buy was Amazon: 20,538 shares worth $1.73M.
  • FNY Investment Advisers added most to VMware, Inc in Q4 2022, an estimated $2.77M increase.
  • FNY Investment Advisers's biggest Q4 2022 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $40M.
  • FNY Investment Advisers fully exited Change Healthcare Inc. Common Stock in Q4 2022, selling an estimated $20.2M.
  • FNY Investment Advisers's ten largest holdings make up 33% of its $71.6M portfolio in Q4 2022.
  • FNY Investment Advisers opened 238 new positions and closed 377 in Q4 2022.
  • FNY Investment Advisers's portfolio value fell 50% quarter-over-quarter to $71.6M.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.