We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$144M
AUM Growth
+$8.73M
Cap. Flow
+$55.3M
Cap. Flow %
38.32%
Top 10 Hldgs %
39.31%
Holding
1,014
New
240
Increased
111
Reduced
109
Closed
307

Top Buys

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$37.6M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$18.1M
3
AVLR
Avalara, Inc.
AVLR
+$7.1M
4
HLN icon
Haleon
HLN
+$6.35M
5
ABB
ABB Ltd
ABB
+$4.69M

Top Sells

Rank Stock Value
1
LI icon
Li Auto
LI
+$10.3M
2
CHRD icon
Chord Energy
CHRD
+$7.25M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$4.9M
4
HR icon
Healthcare Realty
HR
+$4.23M
5
ASTL icon
Algoma Steel
ASTL
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 32.15%
2 Healthcare 15.04%
3 Financials 12.28%
4 Industrials 10.87%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMT icon
576
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$1K ﹤0.01%
100
– –
NNY icon
577
Nuveen New York Municipal Value Fund
NNY
$157M
$1K ﹤0.01%
200
– –
NOW icon
578
ServiceNow
NOW
$129B
$1K ﹤0.01%
+25
New +$2.25K
NUW icon
579
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$1K ﹤0.01%
100
– –
NXC
580
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1K ﹤0.01%
100
– –
NXN
581
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$1K ﹤0.01%
100
– –
O icon
582
Realty Income
O
$59.2B
$1K ﹤0.01%
+20
New +$1.38K
OSCR icon
583
Oscar Health
OSCR
$9.14B
$1K ﹤0.01%
400
-600
-60% -$3.5K
PFE icon
584
PUT
Pfizer
PFE
$150B
$1K ﹤0.01%
40
-225
-85% -$10.9K
PGP
585
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$1K ﹤0.01%
300
– –
PGRE
586
CALL
DELISTED
Paramount Group
PGRE
$1K ﹤0.01%
+181
New +$1.3K
PNI
587
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$1K ﹤0.01%
200
– –
ROG icon
588
CALL
Rogers Corp
ROG
$2.48B
$1K ﹤0.01%
8
– –
ROKU icon
589
Roku
ROKU
$22.5B
$1K ﹤0.01%
20
+5
+33% +$381
SPWR icon
590
SunPower Inc
SPWR
$46.4M
$1K ﹤0.01%
200
– –
UNH icon
591
PUT
UnitedHealth
UNH
$364B
$1K ﹤0.01%
+2
New +$1.05K
WBD icon
592
CALL
Warner Bros
WBD
$69.3B
$1K ﹤0.01%
120
-94
-44% -$1.28K
XFLT
593
XAI Floating Rate & Alternative Income Trust
XFLT
$292M
$1K ﹤0.01%
40
– –
XWEL icon
594
XWELL
XWEL
$8.7M
$1K ﹤0.01%
80
– –
FNGA
595
DELISTED
MicroSectors FANG+ Index 3X Leveraged ETNs due January 8, 2038
FNGA
$1K ﹤0.01%
20
+7
+54% +$624
GHIX
596
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$1K ﹤0.01%
+200
New +$1.93K
AAGR
597
DELISTED
African Agriculture Holdings Inc
AAGR
$1K ﹤0.01%
140
– –
GAMCU
598
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$1K ﹤0.01%
200
– –
SPLK
599
CALL
DELISTED
Splunk Inc
SPLK
$1K ﹤0.01%
14
-20
-59% -$1.96K
NIQ
600
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1K ﹤0.01%
100
– –
22 23
24
25 26

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2022 Portfolio in Review

As of Q3 2022, FNY Investment Advisers held 1,014 positions worth $144M, up 6.4% from $136M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers deployed $55.3M of net new capital in Q3 2022, opening 240 new positions and adding to 111 existing holdings. Its largest new stake was Avalara, Inc.: 79,196 shares worth $7.27M.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Algoma Steel, an estimated $3.49M trimmed.

  • FNY Investment Advisers's largest Q3 2022 buy was Avalara, Inc.: 79,196 shares worth $7.27M.
  • FNY Investment Advisers added most to Biohaven Pharmaceutical Holding Company Ltd. in Q3 2022, an estimated $37.6M increase.
  • FNY Investment Advisers's biggest Q3 2022 reduction was Algoma Steel, cutting an estimated $3.49M.
  • FNY Investment Advisers fully exited Li Auto in Q3 2022, selling an estimated $10.3M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $144M portfolio in Q3 2022.
  • FNY Investment Advisers opened 240 new positions and closed 307 in Q3 2022.
  • FNY Investment Advisers's portfolio value rose 6.4% quarter-over-quarter to $144M.

Based on FNY Investment Advisers's 13F filing for Q3 2022, filed 19 Oct 2022.