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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKIN icon
576
CALL
SkinHealth Systems
SKIN
$85.9M
$5K ﹤0.01%
+210
New +$4.62K
TSI
577
TCW Strategic Income Fund
TSI
$213M
$5K ﹤0.01%
+1,000
New +$5.85K
BWACU
578
DELISTED
Better World Acquisition Corp. Unit
BWACU
$5K ﹤0.01%
500
– –
ERESU
579
DELISTED
East Resources Acquisition Company Unit
ERESU
$5K ﹤0.01%
500
– –
BBBY
580
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$5K ﹤0.01%
+300
New +$8.11K
VPCB
581
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$5K ﹤0.01%
+601
New +$5.91K
EQD.U
582
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$5K ﹤0.01%
550
– –
PRPB.U
583
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$5K ﹤0.01%
505
– –
GNRS
584
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$5K ﹤0.01%
500
– –
FTNW
585
DELISTED
FTE Networks, Inc.
FTNW
$5K ﹤0.01%
4,000
– –
ICLN icon
586
CALL
iShares Global Clean Energy ETF
ICLN
$2.11B
$4K ﹤0.01%
200
-60
-23% -$1.37K
LEN.B icon
587
Lennar Class B
LEN.B
$20.7B
$4K ﹤0.01%
57
-406
-88% -$32.4K
REKR icon
588
CALL
Rekor Systems
REKR
$97.6M
$4K ﹤0.01%
407
+172
+73% +$1.56K
TLRY icon
589
Tilray
TLRY
$640M
$4K ﹤0.01%
36
-330
-90% -$45.2K
UWMC.WS
590
DELISTED
UWM Holdings Warrants
UWMC.WS
$4K ﹤0.01%
4,800
+500
+12% +$655
BTWN
591
CALL
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$4K ﹤0.01%
500
-500
-50% -$4.93K
AKICU
592
DELISTED
Sports Ventures Acquisition Corp. Unit
AKICU
$4K ﹤0.01%
444
– –
PSAG
593
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$4K ﹤0.01%
+500
New +$4.82K
IIII
594
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$4K ﹤0.01%
500
– –
ENJY
595
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$4K ﹤0.01%
450
– –
SC
596
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$4K ﹤0.01%
+100
New +$4.12K
ACB
597
CALL
Aurora Cannabis
ACB
$235M
$3K ﹤0.01%
58
+32
+123% +$2.27K
ADI icon
598
Analog Devices
ADI
$186B
$3K ﹤0.01%
+20
New +$3.35K
AVB icon
599
AvalonBay Communities
AVB
$26.3B
$3K ﹤0.01%
14
– –
GLD icon
600
SPDR Gold Trust
GLD
$142B
$3K ﹤0.01%
20
-500
-96% -$83.7K
22 23
24
25 26

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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.