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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
576
SPDR Gold Trust
GLD
$144B
– –
-5,550
Closed -$826K
GLO
577
Clough Global Opportunities Fund
GLO
$258M
– –
-15,790
Closed -$149K
GLRE icon
578
Greenlight Captial
GLRE
$505M
– –
-2,600
Closed -$26K
GOF icon
579
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
– –
-1,100
Closed -$19K
B
580
Barrick Mining
B
$67.9B
– –
-13,330
Closed -$247K
GRX
581
Gabelli Healthcare & Wellness Trust
GRX
$147M
– –
-2,473
Closed -$28K
GS icon
582
Goldman Sachs
GS
$302B
$0 ﹤0.01%
1
-108
-99% -$22.9K
GSAT icon
583
Globalstar
GSAT
$10.8B
– –
-7
Closed –
GT icon
584
Goodyear
GT
$1.74B
– –
-86
Closed -$1K
HBAN icon
585
Huntington Bancshares
HBAN
$36.1B
– –
-4,550
Closed -$68K
HCA icon
586
HCA Healthcare
HCA
$89.8B
– –
-1,300
Closed -$192K
HD icon
587
Home Depot
HD
$342B
– –
-10
Closed -$2.19K
HDSN
588
Hudson Technologies
HDSN
$236M
– –
-10,000
Closed -$9K
HEI.A icon
589
HEICO Corp Class A
HEI.A
$38B
– –
-3,212
Closed -$287K
HFRO
590
Highland Opportunities and Income Fund
HFRO
$398M
– –
-9,042
Closed -$112K
HIX
591
Western Asset High Income Fund II
HIX
$355M
– –
-16,757
Closed -$112K
HPI
592
John Hancock Preferred Income Fund
HPI
$434M
– –
-1,800
Closed -$41K
HPS
593
John Hancock Preferred Income Fund III
HPS
$463M
– –
-9,143
Closed -$176K
HQH
594
abrdn Healthcare Investors
HQH
$1.34B
– –
-4,591
Closed -$95K
HQL
595
abrdn Life Sciences Investors
HQL
$646M
– –
-4,203
Closed -$73K
HQY icon
596
HealthEquity
HQY
$8.82B
– –
-2,000
Closed -$148K
HYG icon
597
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-375
Closed -$32K
HYI
598
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-19,425
Closed -$304K
HYT icon
599
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-5,196
Closed -$58K
IBKR icon
600
Interactive Brokers
IBKR
$41.5B
– –
-3,320
Closed -$38K
22 23
24
25 26

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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.