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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
576
Hewlett Packard
HPE
$79.4B
$8K ﹤0.01%
586
– –
JRS icon
577
Nuveen Real Estate Income Fund
JRS
$247M
$8K ﹤0.01%
774
+45
+6% +$481
LADR
578
Ladder Capital
LADR
$1.27B
$8K ﹤0.01%
516
+30
+6% +$507
NIO icon
579
NIO
NIO
$11.3B
$8K ﹤0.01%
5,200
+1,800
+53% +$5.51K
NXST icon
580
CALL
Nexstar Media Group
NXST
$5.8B
$8K ﹤0.01%
+86
New +$8.7K
WBA
581
DELISTED
Walgreens Boots Alliance
WBA
$8K ﹤0.01%
161
-1,503
-90% -$80.5K
ENIA
582
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$8K ﹤0.01%
+972
New +$8.19K
MXIM
583
CALL
DELISTED
Maxim Integrated Products
MXIM
$8K ﹤0.01%
+150
New +$8.69K
ONCE
584
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$8K ﹤0.01%
+84
New +$8.41K
AMGN icon
585
Amgen
AMGN
$226B
$7K ﹤0.01%
+41
New +$7.87K
BFK
586
DELISTED
BlackRock Municipal Income Trust
BFK
$7K ﹤0.01%
516
+30
+6% +$421
BGH
587
Barings Global Short Duration High Yield Fund
BGH
$286M
$7K ﹤0.01%
430
+25
+6% +$444
CHY
588
Calamos Convertible and High Income Fund
CHY
$1.09B
$7K ﹤0.01%
+686
New +$7.7K
EEM icon
589
PUT
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$7K ﹤0.01%
185
+85
+85% +$3.51K
EOD
590
Allspring Global Dividend Opportunity Fund
EOD
$289M
$7K ﹤0.01%
1,376
-649
-32% -$3.52K
NMZ icon
591
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$7K ﹤0.01%
516
+30
+6% +$426
NVDA icon
592
NVIDIA
NVDA
$5.45T
$7K ﹤0.01%
1,640
-446,960
-100% -$1.88M
SLV icon
593
CALL
iShares Silver Trust
SLV
$31.3B
$7K ﹤0.01%
453
+183
+68% +$2.91K
STNG icon
594
CALL
Scorpio Tankers
STNG
$3.95B
$7K ﹤0.01%
+250
New +$6.88K
T icon
595
AT&T
T
$169B
$7K ﹤0.01%
+265
New +$7.02K
TRST
596
Trustco Bank Corp NY
TRST
$972M
$7K ﹤0.01%
172
+10
+6% +$397
SAMAU
597
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$7K ﹤0.01%
751
-200
-21% -$2.05K
CBM
598
CALL
DELISTED
Cambrex Corporation
CBM
$7K ﹤0.01%
+120
New +$6.42K
CARV
599
DELISTED
Carver Bancorp
CARV
$6K ﹤0.01%
2,000
– –
FOX icon
600
Fox Class B
FOX
$24.3B
$6K ﹤0.01%
+200
New +$6.91K
22 23
24
25 26

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KWM
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CC
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BCH
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NCM
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RFA
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PBPIA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.