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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WW
551
CALL
DELISTED
WW International
WW
$7K ﹤0.01%
+393
New +$10.3K
CCV.WS
552
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$7K ﹤0.01%
+5,850
New +$8.49K
HERAU
553
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$7K ﹤0.01%
800
+300
+60% +$3K
AAQC.U
554
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
$7K ﹤0.01%
781
+100
+15% +$1K
GLAQ
555
DELISTED
Globis Acquisition Corp. common stock
GLAQ
$7K ﹤0.01%
700
– –
SPAQ.U
556
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$7K ﹤0.01%
750
-5,100
-87% -$51.6K
HCCC
557
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$7K ﹤0.01%
+722
New +$7.09K
ATEX icon
558
CALL
Anterix
ATEX
$1.79B
$6K ﹤0.01%
100
+50
+100% +$2.93K
BELFB
559
Bel Fuse Inc Class B
BELFB
$4.13B
$6K ﹤0.01%
500
– –
JOBY icon
560
CALL
Joby Aviation
JOBY
$8.17B
$6K ﹤0.01%
+600
New +$6.05K
ORGN
561
CALL
DELISTED
Origin Materials
ORGN
$6K ﹤0.01%
33
+28
+560% +$5.77K
TEVA icon
562
CALL
Teva Pharmaceuticals
TEVA
$42.6B
$6K ﹤0.01%
650
+150
+30% +$1.41K
BREZ
563
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$6K ﹤0.01%
630
– –
CCV
564
DELISTED
Churchill Capital Corp V
CCV
$6K ﹤0.01%
700
+500
+250% +$4.92K
PIAI.U
565
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$6K ﹤0.01%
600
– –
MLACU
566
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
$6K ﹤0.01%
600
– –
KAHC
567
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$6K ﹤0.01%
+700
New +$6.81K
PMVC.U
568
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
$6K ﹤0.01%
600
– –
FMO
569
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$6K ﹤0.01%
+650
New +$7.12K
MDLA
570
DELISTED
Medallia, Inc.
MDLA
$6K ﹤0.01%
+200
New +$6.68K
KURIU
571
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
$6K ﹤0.01%
600
– –
DELL icon
572
CALL
Dell
DELL
$320B
$5K ﹤0.01%
+99
New +$4.93K
DLTR icon
573
Dollar Tree
DLTR
$24.9B
$5K ﹤0.01%
54
-18
-25% -$1.73K
HTZ icon
574
Hertz
HTZ
$838M
$5K ﹤0.01%
+257
New +$5K
M icon
575
PUT
Macy's
M
$6.27B
$5K ﹤0.01%
+230
New +$4.6K
21 22
23
24 25

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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.